Accounting/Treasurers Content

[31174] April 19, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Distribution Fees and Expenses Intermediary Oversight Investment Advisers Operations Pension Transfer Agency RE: SEC Releases Proposals on Standards of Conduct for Broker-Dealers and...

[31172] April 18, 2018 TO: ICI Members SUBJECTS: Audit and Attest Disclosure Fund Accounting & Financial Reporting RE: SEC Staff Provides Comments on Compliance with Regulation S-X Amendments On February 20, 2018 SEC staff from the Division of Investment Management provided comments...

[31165] April 13, 2018 TO: ICI Members Accounting/Treasurers Committee SEC Rules Committee Small Funds Committee SUBJECTS: Compliance Disclosure Fund Accounting & Financial Reporting Investment Advisers Money Market Funds Operations Portfolio Oversight Recordkeeping RE: SEC Staff...

[31142] March 22, 2018 TO: ICI Members Investment Company Directors I Investment Advisers Committee Tax Committee Variable Insurance Products Advisory Committee SUBJECTS: Disclosure Fees and Expenses Fund Governance Investment Advisers Litigation & Enforcement Portfolio Oversight Tax...

[31139] March 20, 2018 TO: Investment Company Directors SUBJECTS: Fund Governance Valuation RE: SEC's Dalia Blass Addresses Board Outreach Initiative in Speech On March 19, Dalia Blass, the SEC’s Director of the Division of Investment Management, highlighted the division’s Board...

[31136] March 16, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance Investment Advisers Operations Portfolio Oversight Risk Oversight Transfer Agency RE: SEC Proposes...

[31106] February 23, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance Investment Advisers Operations Portfolio Oversight Risk Oversight Transfer Agency RE: SEC Extends...

[31098] February 20, 2018 TO: Accounting/Treasurers Committee Independent Accountants Advisory Group RE: Agenda for March 1 Accounting/Treasurers Committee Meeting A joint meeting of the Accounting/Treasurers Committee and the Independent Accountants Advisory Group has been scheduled...

[31082] February 9, 2018 TO: ICI Members ICI Global Members Accounting/Treasurers Committee ICI Global Tax Committee Tax Committee Transfer Agent Advisory Committee SUBJECTS: Tax RE: IRS and Treasury Release Updated 2017-2018 Priority Guidance Plan -- Tax Items The Treasury Department...

[31072] February 5, 2018 TO: ICI Members Investment Company Directors ICI Global Members Broker/Dealer Advisory Committee Investment Advisers Committee Pension Committee Pension Operations Advisory Committee SEC Rules Committee Small Funds Committee Transfer Agent Advisory Committee...