Accounting/Treasurers Content

[30842] August 16, 2017 TO: ICI Members Accounting/Treasurers Committee Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Closed-End Investment Company Committee Operations Committee Tax Committee Transfer Agent Advisory Committee SUBJECTS: Tax RE: 2017...

[30838] August 15, 2017 TO: Accounting/Treasurers Committee Security Valuation Operations Committee RE: Draft Comment Letter on PCAOB Auditing Accounting Estimates Proposal; Member Comments Requested by August 28 The Public Company Accounting Oversight Board recently issued for public...

[30810] August 1, 2017 TO: Accounting/Treasurers Committee SEC Rules Committee RE: Updates to ICI's Investment Company Reporting Modernization Resource Center We recently updated ICI’s Investment Company Reporting Modernization Resource Center to include additional materials that will...

[30798] July 25, 2017 TO: Accounting/Treasurers Committee Security Valuation Operations Committee RE: PCAOB Issues Proposal on Auditing Accounting Estimates The Public Company Accounting Oversight Board recently issued for public comment a proposal to amend its audit standards...

[30796] July 21, 2017 TO: ICI Members SUBJECTS: Disclosure Fund Accounting & Financial Reporting RE: SEC Staff Issues FAQs on Fund Reporting Rules Earlier this week, the Division of Investment Management of the Securities and Exchange Commission (“SEC” or “Commission”) issued the...

[30788] July 20, 2017 TO: ICI Members ICI Global Members SUBJECTS: Fund Accounting & Financial Reporting International/Global Tax RE: ICI Letter on EU Reclaims and Closing Agreement Methodology The attached letter proposes procedures by which regulated investment companies (RICs) take...

[30787] July 20, 2017 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Cybersecurity Disclosure Fund Accounting & Financial Reporting Fund Governance Investment Advisers Operations Portfolio Oversight Risk Oversight RE: ICI Submits Recommendations to SEC Chairman...

[30778] July 14, 2017 TO: ICI Members ICI Global Members SUBJECTS: Advertising Compliance Disclosure Fund Accounting & Financial Reporting International/Global Investment Advisers RE: ICI Submits Comment Letter on GIPS 20/20 Consultation Paper The CFA Institute issued its GIPS® 20/20...

[30763] July 3, 2017 TO: Accounting/Treasurers Committee Advertising Compliance Advisory Committee ICI Global Regulated Funds Committee Investment Advisers Committee SEC Rules Committee Small Funds Committee RE: ICI Comment Letter on CFA Institute's GIPS Consultation Paper; Comments...

[30755] June 22, 2017 TO: Accounting/Treasurers Committee Advertising Compliance Advisory Committee ICI Global Regulated Funds Committee Investment Advisers Committee SEC Rules Committee Small Funds Committee RE: CFA Institute Issues Consultation Paper on GIPS The CFA Institute [1]...