Accounting/Treasurers Content

[31342] August 20, 2018 TO: ICI Members Accounting/Treasurers Committee Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Closed-End Investment Company Committee Operations Committee Tax Committee Transfer Agent Advisory Committee SUBJECTS: Tax RE: 2018...

[31334] August 15, 2018 TO: ICI Members SUBJECTS: Fund Accounting & Financial Reporting Valuation RE: ICI Submits Comment Letter on AICPA Working Draft of Accounting and Valuation Guide The Institute recently filed the attached comment letter on a working draft of an AICPA Accounting...

[31320] August 7, 2018 TO: ICI Members Investment Company Directors Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Investment Advisers Committee Operations Committee Pension Committee Pension Operations Advisory Committee Sales and Marketing Committee...

[31321] August 7, 2018 TO: Accounting/Treasurers Committee Security Valuation Operations Committee RE: ICI Draft Comment Letter on AICPA Working Draft of Accounting and Valuation Guide In May the AICPA released for public comment a working draft of an Accounting and Valuation Guide...

[31280] July 9, 2018 TO: ICI Members SUBJECTS: Advertising Closed-End Funds Compliance Disclosure Distribution Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Investment Advisers Operations RE: ICI Submits Comment Letter on SEC's FAIR Act Rule Proposal In May the...

[31281] July 9, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Audit and Attest Audit Committees Compliance Fund Accounting & Financial Reporting RE: ICI and IDC Submit Joint Comment Letter on SEC Loan Rule Proposal On May 2, the Securities and Exchange Commission issued...

[31274] July 3, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance Investment Advisers Operations Portfolio Oversight Risk Oversight Transfer Agency RE: SEC Adopts...

[31262] June 26, 2018 TO: Accounting/Treasurers Committee Advertising Compliance Advisory Committee Broker/Dealer Advisory Committee Chief Compliance Officer Committee Closed-End Investment Company Committee Compliance Advisory Committee ETF (Exchange-Traded Funds) Committee ETF...

[31260] June 25, 2018 TO: Accounting/Treasurers Committee Auditor Independence Working Group Chief Compliance Officer Committee Closed-End Investment Company Committee SEC Rules Committee Small Funds Committee RE: ICI Draft Comment Letter on SEC's Proposed Amendments to the Loan...

[31230] June 1, 2018 TO: ICI Members SUBJECTS: Fund Accounting & Financial Reporting Valuation RE: AICPA Releases Working Draft of Accounting and Valuation Guide The AICPA recently released for public comment a working draft of an Accounting and Valuation Guide, Valuation of Portfolio...