Accounting/Treasurers Content

[31839] July 8, 2019 TO: ICI Members ICI Global Members SUBJECTS: Advertising Compliance Disclosure Fund Accounting & Financial Reporting International/Global Investment Advisers RE: CFA Institute Publishes Its Final 2020 GIPS Standards The CFA Institute [1] has issued its 2020 Global...

[31823] June 24, 2019 TO: ICI Members Investment Company Directors SUBJECTS: Audit and Attest Audit Committees Compliance Fund Accounting & Financial Reporting RE: SEC Adopts Amendments to Loan Provision; ICI Member Call Scheduled for July 11 at 2:00 pm (Eastern Time) The Securities...

[31819] June 21, 2019 TO: ICI Members ICI Global Members Internal Audit Committee International Internal Audit Advisory Committee SUBJECTS: Audit and Attest RE: SEC Fines KPMG $50 Million for Unlawful Use of PCAOB Data and Cheating on Training Exams The United States Securities and...

[31815] June 19, 2019 TO: ICI Members Investment Company Directors ICI Global Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Chief Compliance Officer Committee Internal Audit Committee Investment Advisers Committee Operations Committee Pension...

[31806] June 12, 2019 TO: Accounting/Treasurers Committee RE: Reminder: June 27 Accounting/Treasurers Committee Meeting - Draft Agenda Attached The next meeting of the Accounting/Treasurers Committee is scheduled for Thursday, June 27. We are pleased to announce that Alison Staloch...

[31794] June 10, 2019 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Disclosure Fund Accounting & Financial Reporting RE: ICI Files Comment Letter on SEC's Closed-End Fund Offering Reform Proposal Earlier today, ICI filed a comment letter on the Securities and Exchange...

[31790] June 5, 2019 TO: ICI Members Investment Company Directors ICI Global Members Broker/Dealer Advisory Committee Pension Committee Pension Operations Advisory Committee SEC Rules Committee Small Funds Committee Transfer Agent Advisory Committee SUBJECTS: Compensation/Remuneration...

[31767] May 23, 2019 TO: Accounting/Treasurers Committee Independent Accountants Advisory Group RE: Accounting/Treasurers Committee Meeting - June 27 A joint meeting of the Accounting/Treasurers Committee and the Independent Accountants Advisory Group has been scheduled for Thursday...

[31769] May 20, 2019 TO: Accounting/Treasurers Committee RE: SEC Proposes Rule and Form Amendments Revising Financial Disclosures for Fund Mergers; Conference Call Scheduled for May 30 The SEC has proposed rule and form amendments designed to tailor the financial reporting...

[31763] May 16, 2019 TO: ICI Members SUBJECTS: Fund Accounting & Financial Reporting RE: SEC Proposes Rule and Form Amendments Revising Financial Disclosures for Fund Mergers The SEC has proposed rule and form amendments designed to tailor the financial reporting requirements for...