Comment Letter Content

On May 22, 2024, ICI submitted a letter to the Department of Labor, the Treasury Department, and the Pension Benefit Guaranty Corporation in response to a joint agency request for information issued in January. The RFI solicited public input to develop a record as the Agencies review...

The Investment Company Institute, the Canadian Securities Lending Association, the International Securities Lending Association, the Securities Lending Council of the Risk Management Association, the Securities Industry and Financial Markets Association (SIFMA), and SIFMA’s Asset...

ICI President and CEO Eric J. Pan today wrote to the Federal Deposit Insurance Corporation (FDIC) Board after recent statements questioning the level of investment in individual banking organizations by regulated funds and the announcement that the FDIC Board will meet to discuss...

ICI Global provided feedback to the European Commission on its targeted consultation on the White Paper on Outbound Investment. ICI Global members manage more than €5 trillion in UCITS; these UCITS pursue a myriad of investment strategies, including strategies that contemplate...

ICI and ICI Global submitted a letter to the US Department of Justice on its advance notice of proposed rulemaking, which seeks comment regarding the contemplated establishment of a program that would prohibit or restrict the transfer of US Government-related data or bulk US sensitive...

ICI Global comments on the Basel Committee on Bank Supervision, Committee on Payments and Market Infrastructures, and International Organization of Securities Commissions consultation on transparency and responsiveness of initial margin in centrally cleared markets. Read more in the...

ICI Global provides comments on the Basel Committee on Bank Supervision and International Organization of Securities Commissions consultation on recommendations to streamline variation margin processes and increase the responsiveness of initial margin in non-centrally cleared markets...

ICI Global provides comments on the Committee on Payments and Market Infrastructures and International Organization of Securities Commissions consultation on streamlining variation margin in centrally cleared markets. Read more in the comment letter.

In a comment letter ICI filed with Treasury’s Financial Crimes Enforcement Network (“FinCEN”) on Friday, April 12, ICI raised concerns that a new proposed rule could impose duplicative compliance obligations on select registered investment advisers. Read more in the comment letter.

On April 8, 2024, the Investment Company Institute (ICI) and ICI Southwest submitted a supplemental joint comment letter to the Securities and Exchange Commission (SEC) on the ESG Fund and Adviser Proposal in light of the recent adoption and subsequent stay of the Public Company...