Comment Letter Content

November 21, 2024—ICI submitted a joint comment letter to SEC Chair Gensler requesting an Extension of Rule 15c2-11 Compliance Relief for Fixed Income Securities.

November 21, 2024—ICI submitted its views in a letter to the European Commission on its consultation assessing the adequacy of macroprudential policies for non-bank financial intermediation.

October 22, 2024—ICI submitted a joint comment letter to the Treasury Department and Internal Revenue Service, requesting an extension to the deadline for responses to the Savers Match Contribution Notice.

November 7, 2024—ICI submitted a letter to the Treasury Department and Internal Revenue Service providing views on Notice 2024-65 as they work to draft rules and processes to support and administer Saver’s Match contributions pursuant to sections 103 and 104 of the SECURE 2.0 Act.

October 31, 2024—ICI submitted a letter to the Securities and Exchange Commission regarding the order instituting proceedings to provide further information in support of the New York Stock Exchange’s proposed amendments to Section 302.00 of the NYSE Listed Company Manual that would...

September 3, 2024—ICI submitted its response to the Financial Crimes Enforcement Network proposed amendments that would enhance anti-money laundering/countering the financing of terrorism program requirements for financial institutions already subject to AML/CFT requirements...

October 30, 2024—ICI sent its response to the Accelerated Settlement Taskforce Technical Group supporting the adoption of T+1 in the UK.

October 29, 2024—ICI and ICI Southwest submitted a joint comment letter to the Federal Deposit Insurance Corporation on its proposal to amend its regulations implementing the Change in Bank Control Act.

October 22, 2024—ICI submitted a comment letter to nine federal agencies, including the Securities and Exchange Commission, on their proposal to jointly establish data standards for collections of information reported to the Agencies under the Financial Data Transparency Act of 2022.

October 15, 2024— ICI submitted a letter to the Office of Management (OMB) and Budget in response to a revised information collection request submitted to OMB by the Department of Labor (DOL). In the ICR, like the earlier proposed version of the ICR, DOL requests approval to collect...