Comment Letter Content

May 29, 2007 Nancy M. Morris, Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: File No. S7-09-07, Model Privacy Form Dear Ms. Morris: The Investment Company Institute 1 is writing to support the Interagency Proposal for a model short...

Securities and Exchange Commission Form S-P A. Model Privacy Form F A C T S WHAT DOES [name of financial institution] DO WITH YOUR PERSONAL INFORMATION? Why? What? How? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit...

May 10, 2007 Senator Stephen D. Alves Chairperson Senate Finance Committee 317 State House Providence, RI 02903 Re: S. 0974 Harms Mutual Fund Investors By Increasing Taxes on Savings Dear Chairperson Alves: The Investment Company Institute1 strongly opposes the application to...

DRAFT of 5/21/07 For Discussion Purposes Only May 22, 2007 Fabrice Demarigny The Committee of European Securities Regulators 11-13 avenue de Friedland 75008 Paris FRANCE Re: CESR/07-241 – Key Investor Disclosures for UCITS CESR/07-214 – Questionnaire on Simplified Prospectus for...

April 24, 2007 The Honorable Mike Crapo United States Senate SD-239 Washington, DC 20510 The Honorable Charles Schumer United States Senate SH-313 Washington, DC 20510 Dear Senators Crapo & Schumer: We, the below listed trade associations, offer our support for your amendment to S...

April 13, 2007 VIA ELECTRONIC MAIL Technical Director Financial Accounting Standards Board 401 Merritt 7 P.O. Box 5116 Norwalk, CT 06856-5116 Re: Valuation Guidance for Financial Reporting File Reference No. 1520-100 Dear Sir or Madam: The Investment Company Institute1 appreciates the...

April 13, 2007 VIA ELECTRONIC MAIL Office of Exemption Determinations Employee Benefits Security Administration Room N-5700 U.S. Department of Labor Washington, DC 20210 Attention: Cross-Trading Policies and Procedures Interim Final Rule Ladies and Gentlemen: The Investment Company...

ICI DRAFT - 3/30/2007 March 30, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Universal Internet Availability of Proxy Materials File No. S7-03-07 Dear Ms. Morris: The Investment Company Institute1...

March 19, 2007 VIA ELECTRONIC MAIL Internal Revenue Service CC:PA:LPD:DRU (Notice 2006-107) Room 5203 POB 7604 Ben Franklin Station Washington, DC 20044 Re: Comments on Transition Guidance Under Notice 2006-107 Regarding Employer Stock Diversification Requirements Ladies and Gentlemen...

March 15, 2007 Ms. Pamela Vulpes IOSCO General Secretariat C/ Oquendo 12 28006 Madrid Spain RE: Comment on Consultation Report on Soft Commission Arrangements Dear Ms. Vulpes: The Investment Company Institute1 welcomes the IOSCO Technical Committee’s assessment of the value that soft...