Comment Letter Content

October 15, 2007 Neil Mohindra Acting Policy Manager Joint Forum Project Office 5160 Yonge St. Box 85, 17th floor North York, ON M2N 6L9 CANADA RE: Proposed framework 81-406: Point of sale disclosure for mutual funds and segregated funds Dear Mr. Mohindra: The Investment Company...

October 9, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Revisions of Limited Offering Exemptions in Regulation D; File No. S7-18-07 Dear Ms. Morris: The Investment Company Institute1 appreciates this...

October 2, 2007 Ms. Nancy M. Morris Secretary U. S. Securities and Exchange Commission Station Place 100 F Street, NE Washington, D.C. 20549-1090 Re: Shareholder Proposals (File No. S7-16-07); and Shareholder Proposals Relating to the Election of Directors (File No. S7-17-07) Dear Ms...

September 21, 2007 The Honorable Max Baucus Chairman Finance Committee United States Senate 511 Hart Senate Office Building Washington, DC 20510 The Honorable Charles E. Grassley Ranking Member Finance Committee United States Senate 135 Hart Senate Office Building Washington, DC 20510...

September 21, 2007 The Honorable Charles B. Rangel Chairman Committee on Ways & Means U.S. House of Representatives 2354 Rayburn House Office Building Washington, DC 20515 The Honorable Jim McCrery  Ranking Minority Member Committee on Ways & Means U.S. House of Representatives 242...

September 12, 2007 Mr. W. Thomas Reeder Benefits Tax Counsel Department of the Treasury 1500 Pennsylvania Ave., NW, Room 3120 Washington, DC 20220 Re: Final Regulations Under Code Section 403(b) Dear Mr. Reeder: The Investment Company Institute1 appreciates this opportunity to comment...

July 27, 2007 European Commission Directorate-General for the Internal Market and Services B-1049 Brussels Belgium Re: Third Consultation on Shareholders’ Rights Dear Sirs: The Investment Company Institute (ICI)1 supports the efforts of the European Commission to provide guidance to...

July 24, 2007 FILED ELECTRONICALLY U.S. Department of Labor Employee Benefits Security Administration Office of Regulations and Interpretations 200 Constitution Avenue, NW, Room N-5669 Washington, DC 20210 Attention: Fee Disclosure RFI Re: Fee and Expense Disclosures to Participants...

July 20, 2007 Office of Regulations and Interpretations Employee Benefits Security Administration, Room N–5669 U.S. Department of Labor 200 Constitution Avenue, N.W. Washington, DC 20210 Attention: Fee Disclosure RFI Ladies and Gentlemen: The Investment Company Institute1 appreciates...

July 19, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: SEC Request for Comments Regarding Rule 12b-1 (File No. 4-538) Dear Ms. Morris: The Investment Company Institute1 is pleased to submit comments in...