Comment Letter Content

Statement of the Investment Company Institute On the Review of the U.S. Financial Markets and Global Markets Competitiveness Submitted to the Senate Republican Capital Markets Task Force U.S. Senate February 25, 2008 Table of Contents Introduction Background Summary of Recommendations...

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February 15, 2008 Fabrice Demarigny Secretary General The Committee of European Securities Regulators 11-13 Avenue de Friedland 75008 Paris FRANCE Re: CESR/07-669 – Consultation on Content and Form of Key Investor Information Disclosures for UCITS Dear Mr. Demarigny: The Investment...

February 11, 2008 Filed Electronically Robert J. Doyle Director, Office of Regulations and Interpretations Employee Benefits Security Administration Room N-5655 U.S. Department of Labor 200 Constitution Ave, NW Washington, DC 20210 Attn: 408(b)(2) Amendment Dear Director Doyle: The...

Via Email February 6, 2008 Internal Revenue Service CC:PA:LPD:PR (REG-133300-07) Room 5203 P.O. Box 7604 Ben Franklin Station Washington, DC 20044 Re: Comments on Proposed Regulations Relating to Automatic Contribution Arrangements Ladies and Gentlemen: The Investment Company...

January 24, 2008 Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Proposed Rule Change to Delay Implementation of Certain FINRA Rule Changes Approved in SR-NASD-2004-183 (File No. SR-FINRA- 2007-040) Dear Ms. Morris...

January 18, 2008 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549-1090 Re: Proposed Rule Change to Create Exception to Principal Approval Requirements for Certain Filed Sales Material (File No. SR-FINRA- 2007-020) Dear Ms...

January 17, 2008 Via Email European Commission Directorate-General for the Internal Market and Services B-1049 Brussels Belgium Markt-consult-substiprod@ec.europa.eu Re: Call for Evidence on “Substitute” Retail Investment Products Dear Sirs: The Investment Company Institute1 strongly...

January 10, 2008 Mr. Bryan Jamele, Legal Services Administrator Office of Consumer Affairs and Business Regulation 10 Park Plaza, Suite 5170 Boston, MA 02116 Re: Proposed 201 CMR 17.00, Standards for the Protection of Personal Information of Residents of the Commonwealth Dear Mr...

December 14, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Rulemaking for EDGAR System – Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made...