Comment Letter Content

February 9, 2007 Fabrice Demarigny The Committee of European Securities Regulators 11-13 avenue de Friedland 75008 Paris FRANCE Re: Public Consultation CESR/06-687 – Inducements under MiFID Dear Mr. Demarigny, The Investment Company Institute1 is writing to encourage the Committee of...

February 9, 2007 Mr. Larry H. Goldbrum General Counsel The SPARK Institute, Inc. 714 Hopmeadow Street Suite 3 Simsbury, CT 06070 Re: New SEC Regulatory Requirements Impacting Your Members Dear Larry: The Investment Company Institute is writing to solicit your assistance in informing...

Statement of the Investment Company Institute Addendum to January 26 Submission to U.S. Chamber of Commerce Commission on the Regulation of U.S. Capital Markets in the 21st Century February 7, 2007 The Investment Company Institute wishes to expand upon its submission to the U.S...

January 30, 2007 Office of Exemption Determinations Employee Benefits Security Administration (EBSA) Room N–5700 U.S. Department of Labor 200 Constitution Avenue, N.W. Washington, DC 20210 Attn: IRA Investment Advice RFI Ladies and Gentlemen: The Investment Company Institute...

Statement of the Investment Company Institute Commission on the Regulation of U.S. Capital Markets in the 21st Century Submission to the U.S. Chamber of Commerce January 26, 2007 The Investment Company Institute, the national association of U.S. mutual funds and other investment...

November 20, 2006 Professor Hal S. Scott Director Committee on Capital Markets Regulation 125 Mt. Auburn Street 3rd Floor Cambridge, MA 02138 Dear Professor Scott: The Investment Company Institute, the national association of U.S. mutual funds and other investment companies, commends...

November 13, 2006 VIA ELECTRONIC FILING Office of Regulations and Interpretations Employee Benefits Security Administration Room N-5669 U.S. Department of Labor 200 Constitution Avenue, NW Washington, DC 20210 Attn: Default Investment Regulation Re: Proposed Regulation on Default...

/31/200610/31/200610/31/2006 October 26, 2006 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Electronic Filing of Transfer Agent Forms – File Number S7-14-06 Dear Ms. Morris: The Investment Company Institute (“the Institute”...

October 23, 2006 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Executive Compensation and Related Person Disclosure; File No. S7-03-06 Dear Ms. Morris: The Investment Company Institute1 opposes the Commission’s...

October 19, 2006 Canadian Securities Administrators c/o John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West Suite 1903, Box 55 Toronto, Ontario M5H 3S8 Canada Re: Notice of Proposed NI 23-102 Use of Client Brokerage Commissions as Payment for Order Execution...