ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry.
ICI Innovate is participating in the Emerging Leaders initiative, offering a heavily discounted opportunity for the next generation of asset management professionals to participate in ICI’s programming.
February 23, 2006 Ms. Barbara Z. Sweeney Office of the Corporate Secretary NASD 1735 K Street, N.W. Washington, D.C. 20006-1506 Re: NASD Proposed Interpretive Material 3060 Dear Ms. Sweeney: The Investment Company Institute1 supports NASD’s proposed Interpretive Material (“IM”) on...
February 13, 2006 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Internet Availability of Proxy Materials; File No. S7-10-05 Dear Ms. Morris: The Investment Company Institute1 strongly supports the Commission’s...
August 5, 2005 Ms. Barbara Z. Sweeney Office of Corporate Secretary NASD 1735 K Street, NW Washington, DC 20006-1500 Re: Notice to Members 05-40 Relating to Sales Contests and Non-Cash Compensation Dear Ms. Sweeney: The Investment Company Institute1 supports proposed NASD Rule 2311...
April 6, 2005 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C. 20549-0609 Re: Proposed Amendments to NYSE Rules Relating to Continued Listing Standards (File No. SR-NYSE-2004-20) Dear Mr. Katz: The Investment Company Institute 1...
February 15, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Regulation M (File No. S7-41-04) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the Securities and...
February 15, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Regulation M (File No. S7-41-04) Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to comment on the Securities and...
September 15, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Registration under the Investment Advisers Act of Certain Hedge Fund Advisers (File No. S7-30-04) Dear Mr. Katz: The Investment Company...
August 13, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Limitations on Affiliate Marketing Proposed Reg. S-AM; File No. S7-29-04 Dear Mr. Katz: The Investment Company Institute1 appreciates the...
Latest Comment Letters:
TEST - ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Response to the European Commission on the Savings and Investments Union