Closed-End Funds Content

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Committee

Closed-End Investment Company Committee

The Closed-End Investment Company Committee discusses and addresses regulatory and compliance issues affecting the management and operations of closed-end funds.
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Closed-End Funds

A closed-end fund, a type of investment company, generally issues a fixed number of shares that are listed on a stock exchange or traded in the over-the-counter market. The assets of a closed-end fund are professionally managed in accordance with the fund’s investment objectives and policies, and may be invested in stocks, bonds, and other securities.
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Memo#
36037

ICI Files Letter in Support of Co-Investment Reform

[36037] March 04, 2025 TO: ICI Members Alternative Closed-End Fund Working Group Closed-End Investment Company Committee Co-Investment Working Group SUBJECTS: Alternative Investments Closed-End Funds Exchange-Traded Funds (ETFs) Fixed Income Securities Investment Advisers RE: ICI...
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Memo#
36003

ICI Files Comment Letter Responding to Statements Filed by Professor Robert J. Jackson, Jr. and Saba Capital Management, L.P. Regarding the Annual Meeting Requirement for Closed-End Funds

On Friday, January 24, 2025, ICI filed a comment letter with the Securities and Exchange Commission (SEC) responding to and addressing certain statements in comment letters filed by Professor Robert J. Jackson, Jr. and Saba Capital Management, L.P. that ICI believes misrepresents ICI...
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Comment Letter

ICI Recommended Amendment for NYSE and CBOE CEF Proposals

The letter contains a proposed amendment to the Exchange Proposals that would continue to achieve the objectives of the Exchange Proposals while addressing concerns raised by certain commenters that removing the annual meeting requirement may take away an ability that some retail...