Closed-End Funds Content

An ICI-led industry effort to modernize interval fund operations continues to make progress, and fund managers are launching more interval funds. In the October 2, 2020, edition of Focus on Funds, Jeff Naylor, ICI director of operations and distribution, discusses the new...

20_ppr_interval_funds.pdf

Closed-end funds saw growth and increased attention in 2019. In the May 29, 2020, edition of Focus on Funds, ICI Economist James Duvall highlights key trends.

ICI Applauds SEC Staff Action to Protect Closed-End Fund Shareholders Regulatory change provides funds with a critical tool to fight activist profiteers Washington, DC; May 28, 2020—ICI President and CEO Paul Schott Stevens issued the following statement in response to the US...

per26-04.pdf

20_ltr_cef.pdf

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Recommendations Regarding the Availability of Closed-End Fund Takeover Defenses MARCH 2020 WA S H I N G TO N , D C // LO N D O N // H O N G KO N G // W W W. I C I .O RG Recommendations Regarding the Availability of Closed-End Fund Takeover Defenses The Investment Company Institute1...

The Investment Company Institute (ICI) made a submission to the Securities and Exchange Commission (SEC) today recommending that the SEC issue guidance on the defenses that closed-end funds may use against professional activist campaigns. Specifically, ICI asked the Commission to...