Closed-End Funds Content

February 13, 2012 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of...

1401 H Street, NW, Washington, DC 20005-2148, USA 202/326-5800 www.ici.org Paul Schott Stevens, PRESIDENT & CEO 202/326-5901 FAX: 202/326-5806 paul.stevens@ici.org December 19, 2011 Financial Stability Oversight Council Attn: Lance Auer 1500 Pennsylvania Avenue, N.W. Washington D.C...

November 7, 2011 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Treatment of Asset-Backed Issuers under the Investment Company Act (File No. S7-35-11) Dear Ms. Murphy: The Investment Company Institute1 appreciates the...

October 3, 2011 Steven Maijoor Chair European Securities and Markets Authority 103 Rue de Grenelle, 75007 Paris FRANCE Re: Consultation on Guidelines on Systems and Controls in a Highly Automated Trading Environment for Trading Platforms, Investment Firms and Competent Authorities...

August 12, 2011 Mr. Werner Bijkerk International Organization of Securities Commissions Calle Oquendo 12 28006 Madrid Spain Re: Public Comment on Consultation Report: Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency Dear Mr. Bijkerk...

August 8, 2011 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy...

July 29, 2011 Ms. Elizabeth M. Murphy Office of the Comptroller of the Currency Secretary 250 E Street, S.W., Mail Stop 2-3 Securities and Exchange Commission Washington, D.C. 20219 100 F Street, N.E. Docket Number OCC 2011-0002 Washington, D.C. 20549 RIN 1557-AD40 File Number S7-14...

American Bankers Association ABA Securities Association Futures Industry Association Institute of International Bankers International Swaps and Derivatives Association Investment Company Institute Securities Industry and Financial Markets Association Commodity Exchange Act Sections 4s...

June 23, 2011 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Short Sale Reporting Study Required by Dodd-Frank Act Section 417(a)(2) (File No. 4-627) Dear Ms. Murphy: The Investment Company Institute1 is...

June 22, 2011 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: National Market System Plan to Address Extraordinary Market Volatility (File No. 4-631) Dear Ms. Murphy: The Investment Company Institute1 is...