Closed-End Funds Content

June 1, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Market Structure Roundtable (File No. 4-602) Dear Ms. Murphy: The Investment Company Institute1 is writing to provide comments in advance of the Commission’s...

[Type text] April 23, 2010 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: MSRB Notice of Filing of Proposed Rule Change Relating to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, to Enhance the...

April 21, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Concept Release on Equity Market Structure (File No. S7-02-10) Dear Ms. Murphy: The Investment Company Institute1 supports the Commission’s examination of...

February 22, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Regulation of Non-Public Trading Interest (File No. S7-27-09) Dear Ms. Murphy: The Investment Company Institute1 supports the Commission’s examination...

February 2, 2010 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Proposed Rules for Nationally Recognized Statistical Rating Organizations (File No. S7-28-09) Dear Ms. Murphy: The Investment Company...

December 14, 2009 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Concept Release on Possible Rescission of Rule 436(g) Under the Securities Act of 1933 (File No. S7-25-09) Dear Ms. Murphy: The Investment...

December 14, 2009 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Credit Ratings Disclosure (File No. S7-24-09) Dear Ms. Murphy: The Investment Company Institute1 supports the Commission’s continuing efforts...

November 23, 2009 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Elimination of Flash Order Exception from Rule 602 of Regulation NMS (File No. S7-21-09) Dear Ms. Murphy: The Investment Company Institute1 supports the...

November 20, 2009 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Amendments to Rules Requiring Internet Availability of Proxy Materials File No. S7-22-09 Dear Ms. Murphy: The Investment Company Institute1...

November 19, 2009 Ms. Marcia E. Asquith Senior Vice President and Corporate Secretary Office of the Corporate Secretary FINRA 1735 K Street, NW Washington, D.C. 20006-1500 Re: Request for Comment on Proposed New Rules Governing Communications with the Public (FINRA Regulatory Notice...