July 15, 1999 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Custody of Investment Company Assets Outside the United States (File No. S7-15-99) Dear Mr. Katz: The Investment Company Institute 1 appreciates the...
June 29, 1999 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Stop 6-9 Washington, DC 20549 Re: The Regulation of Securities Offerings (File No. S7-30-98) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment...
By Facsimile and Email June 15, 1999 Ian Domecillo ASIC Managed Investments GPO Box 9827 Sydney NSW 2001 Re: ASIC 99/017 Request for Comment on PS 65 Dear Mr. Domecillo: We are writing in response to your request for comment on the Australian Securities & Investment Commission’s...
June 1, 1999 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Small Order Execution System and SelectNet Service (File No. SR-NASD-99-11); Establishment of an Agency Quotation (File No. SR-NASD-99-09); Limit Order...
May 31, 1999 Joan C. Conley Office of the Corporate Secretary NASD Regulation, Inc. 1735 K Street, N.W. Washington, D.C. 20006-1500 Re: NASD Special Notice to Members No. 99-32 Proposing Rules 2360 and 2361 Relating to Intra-Day Trading Accounts Dear Ms. Conley: The Investment Company...
May 28, 1999 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: File No. S7-10-99 Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the Commission’s proposal to create new Rules...
May 14, 1999 Mr. Eric Fredell Task Force on Electronic Commerce International Trade Administration Department of Commerce 14th and Constitution Avenue, NW Washington, DC 20230 Re: Comments on International Safe Harbor Privacy Principles Dear Eric: The Investment Company Institute 1...
April 30, 1999 Regulatory Reform Team H M Treasury Parliament Street London SW1P 3AG England Re: Comments on Financial Services and Markets Bill: Financial Promotion Consultation Document To Regulatory Reform Team: The Investment Company Institute appreciates the opportunity to...
April 15, 1999 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 5th Street, N.W. Washington, DC 20549 Re: Rulemaking for EDGAR System, File No. S7-9-99 Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to express its views on the...
April 9, 1999 Mr. Jonathan G. Katz Secretary US Securities and Exchange Commission 450 Fifth Street, NW Stop 6-9 Washington, DC 20549 Re: Proposed Rules on International Disclosure Standards (File No. S7-3-99) Dear Mr. Katz: The Investment Company Institute 1 appreciates the...
