April 13, 1998 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Year 2000 Readiness Reports—File Nos. S7-7-98 and S7-8-98 Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to express its...
March 18, 1998 The Honorable Newt Gingrich Speaker of the House United States House of Representatives H-232 U.S. Capitol Building Washington, DC 20515 Re: H.R. 10, the "Financial Services Act of 1997" Dear Mr. Speaker: I am writing on behalf of the Investment Company Institute 1 to...
March 16, 1998 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. To Amend Exchange Rule 80B ("Trading Halts Due to Extraordinary Market...
March 2, 1998 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Proposed Definition of Nationally Recognized Statistical Rating Organization (File No. S7-33-97) Dear Mr. Katz: The Investment Company Institute 1...
February 2, 1998 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Delivery of Disclosure Documents to Households File No. S7-27-97 Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to...
January 16, 1998 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Stop 6-9 Washington, D.C. 20549 Re: Proposed Amendments to Performance Fee Rule (File No. S7-29-97) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity...
December 30, 1997 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-6009 Re: Equity Index Insurance Products (File No. S7-22-97) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to express its...
October 31, 1997 Ms. Joan Conley Office of the Corporate Secretary NASD Regulation, Inc. 1735 K Street, N.W. Washington, D.C. 20006-1500 Re: NASD Regulation Request for Comment 97-58 Dear Ms. Conley: The Investment Company Institute 1 is writing in response to NASD Regulation Request...
October 2, 1997 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: SEC Request for Comment on Proposed NASD Notice to Members Relating to the Electronic Delivery of Information Between Members and Their Customers (File No...
September 29, 1997 Ms. Joan C. Conley Office of Corporate Secretary NASD Regulation, Inc. 1735 K Street, N.W. Washington, D.C. 20006-1500 Re: Presentation of Related Performance Information (NASD Regulation Request for Comment 97-47) Dear Ms. Conley: The Investment Company Institute 1...
