March 13, 1997 Frederick L. Montgomery, Chairman Trade Policy Staff Committee Office of the United States Trade Representative 600 17th Street, NW Washington, DC 20508 Dear Chairman Montgomery: The Investment Company Institute 1 appreciates the opportunity to comment on the issues the...
February 26, 1997 Natalie Love-Hawkins Communications Division Office of the Comptroller of the Currency 250 E Street, S.W. Washington, D.C. 20219 Attention: Docket No. 96-29 William W. Wiles Secretary Board of Governors of the Federal Reserve System 20th and Constitution Avenue, N.W...
February 24, 1997 Joan Conley Office of the Corporate Secretary NASD Regulation, Inc. 1735 K Street, N.W. Washington, D.C. 20006-1500 Re: Solicitation of Comment on the Use of Bond Mutual Fund Risk Ratings in Supplemental Sales Literature (NASD Notice to Members 96-84) Dear Ms. Conley...
February 10, 1997 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Rules Implementing Amendments to the Investment Advisers Act of 1940 (File No. S7-31-96) Dear Mr. Katz: The Investment Company Institute 1 appreciates...
February 10, 1997 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Stop 6-9 Washington, D. C. 20549 Re: Private Investment Companies (File No. S7-30-96) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to express...
January 23, 1997 Jerry L. Langley Executive Secretary Attention: Room F-402 Federal Deposit Insurance Corporation 550 17th Street, NW Washington, DC 20429 Re: Recordkeeping and Confirmation Requirements for Securities Transactions Dear Mr. Langley: The Investment Company Institute 1...
November 27, 1996 Mr. Johnathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Proposed Rules 17AD-17 and 17a-24 File No. S7-21-96 Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the...
July 3, 1996 The Honorable Robert E. Rubin Secretary U.S. Department of the Treasury 1500 Pennsylvania Avenue, N.W. Room 3330 Washington, D.C. 20220 Re: Inflation-Protection Securities Dear Secretary Rubin: The Investment Company Institute 1 appreciates the opportunity to comment on...
July 1, 1996 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549 Re: Use of Electronic Media by Broker-Dealers, Transfer Agents, and Investment Advisers for Delivery of Information (File No. S7-13-96) Dear Mr. Katz: The...
May 20, 1996 Barry P. Barbash Director Division of Investment Management Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Dear Mr. Barbash: On behalf of the Investment Company Institute 1 and the eight mutual fund groups 2 that have participated in the...
