February 14, 2000 Docket No. 00-03 Communications Division Third Floor Office of the Comptroller of the Currency 250 E Street S.W. Washington, DC 20219 Re: Notice of Proposed Rulemaking Dear Sirs: The Investment Company Institute 1 appreciates the opportunity to file these comments in...
February 8, 2000 Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: NASD Proposal Relating to the Creation of a Corporate Bond Trade Reporting and Transaction Dissemination Facility (File No. SR—NASD 99-65) Dear Mr...
By Hand Delivery February 7, 2000 Mr. John Keene Office of Regulations and Interpretations Room N-5669 Pension and Welfare Benefits Administration U.S. Department of Labor 200 Constitution Avenue, NW Washington, D.C. 20210 Re: Small Pension Plan Security Proposal Dear Mr. Keene: The...
January 14, 2000 Jonathan G. Katz, Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0690 Re: Release No. IA-1845; File No. S7-25-99 Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the Securities...
January 18, 2000 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re:Delivery of Proxy and Information Statements to Households (File No. S7-26-99) Dear Mr. Katz: The Investment Company Institute 1 appreciates the...
January 11, 2000 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Order Display Facility (File No. SR-NASD-99-53) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the...
By Facsimile and Federal Express November 16, 1999 The Hon. Joe Hockey MP Minister for Financial Services and Regulation Commonwealth Government Parliament House CANBERRA ACT 2600 The Hon. Peter Costello MP Treasurer Commonwealth Government Parliament House CANBERRA ACT 2600 Dear...
October 29, 1999 Ms. Joan Conley Office of the Corporate Secretary NASD Regulation, Inc. 1735 K Street, N.W. Washington, D.C. 20006-1500 Re: NASD Regulation Request for Comment 99-79 Dear Ms. Conley: The Investment Company Institute 1 appreciates the opportunity to express its views...
By Facsimilie and Email September 3, 1999 Ian Domecillo ASIC Managed Investments GPO Box 9827 Sydney NSW 2001 Re: ASIC 99/017 Request for Comment on PS 65 Dear Mr. Domecillo: We are writing in response to your request for comment on the Australian Securities & Investment Commission’s...
