April 27, 2000 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Proposed Rules Relating to Selective Disclosure and Insider Trading (File No. S7-31-99) Dear Mr. Katz: The Investment Company Institute 1 appreciates the...
April 20, 2000 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Order Display Facility (Amendment No. 4 to File No. SR-NASD-99-53) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to...
April 3, 2000 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Proposed Options Markets Linkage Plans (File No. 4-429) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on...
March 31, 2000 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Privacy of Consumer Financial Information (Proposed Regulation S-P)—File No. S7-6-00 Dear Mr. Katz: The Investment Company Institute 1 is pleased to...
April 3, 2000 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 5th Street, N.W. Washington, DC 20549-0609 Re: Rulemaking for EDGAR System (File No. S7-05-00) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to express its views on the...
March 24, 2000 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Regulation of Market Information Fees and Revenues (File No. S7-28-99) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity...
March 24, 2000 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 RE: Accelerated Approval of Amendment No. 4 to the Proposed Rule Change on a Temporary Basis Relating to Bond Mutual Fund Volatility Ratings (File No. SR-NASD...
March 17, 2000 Subgroup on Legal Barriers to Electronic Commerce U.S. Department of Commerce 14th Street and Constitution Avenue, N.W., Room 2815 Washington, D.C. 20230 Ladies and Gentlemen: The Investment Company Institute 1 welcomes the opportunity to comment on policies, laws or...
Via Hand Delivery February 14, 2000 Office of Exemption Determinations Pension and Welfare Benefits Administration Room N-5649 200 Constitution Avenue, N.W. Washington, DC 20210 Re: Class Exemption for Securities Cross-Traded by Index/Model-Driven Funds Ladies and Gentlemen: The...
