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17530

DRAFT INSTITUTE COMMENT LETTER TO EU ON THE ROLE OF INDEPENDENT DIRECTORS

ACTION REQUESTED [17530] May 14, 2004 TO: INTERNATIONAL COMMITTEE No. 27-04 RE: DRAFT INSTITUTE COMMENT LETTER TO EU ON THE ROLE OF INDEPENDENT DIRECTORS Attached is the draft Institute comment letter on the EU Commission’s consultation document regarding the recommendation on the...
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17471

OFAC UPDATE

[17471] May 6, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 47-04 INTERNATIONAL COMMITTEE No. 25-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 19-04 MONEY LAUNDERING RULES WORKING GROUP No. 15-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 41-04 TRANSFER AGENT ADVISORY COMMITTEE No. 41...
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17467

PRELIMINARY AGENDAS AND RESPONSE FORM FOR GMM WEEK MEETINGS AND EVENTS

[17467] May 5, 2004 TO: INTERNATIONAL COMMITTEE No. 24-04 RE: PRELIMINARY AGENDAS AND RESPONSE FORM FOR GMM WEEK MEETINGS AND EVENTS As you know, members of the International Committee are invited to participate in three meetings at the Institute’s offices in Washington, D.C. on May...
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17448

OFAC UPDATE - SIGNIFICANT CHANGES TO LIBYA SANCTIONS

[17448] April 29, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 45-04 INTERNATIONAL COMMITTEE No. 22-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 17-04 MONEY LAUNDERING RULES WORKING GROUP No. 14-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 40-04 TRANSFER AGENT ADVISORY COMMITTEE No...
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17398

CONSULTATION PAPER ON ENSURING CONSISTENT APPLICATION OF EU LEGISLATION

ACTION REQUESTED [17398] April 19, 2004 TO: INTERNATIONAL COMMITTEE No. 20-04 RE: CONSULTATION PAPER ON ENSURING CONSISTENT APPLICATION OF EU LEGISLATION The Committee of European Securities Regulators (CESR) recently published a consultation paper exploring how CESR members might...
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Memo#
17389

OFAC UPDATE

[17389] April 15, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 43-04 INTERNATIONAL COMMITTEE No. 19-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 16-04 MONEY LAUNDERING RULES WORKING GROUP No. 12-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 38-04 TRANSFER AGENT ADVISORY COMMITTEE No...
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Memo#
17266

OFAC UPDATE

[17266] March 23, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 38-04 INTERNATIONAL COMMITTEE No. 17-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 14-04 MONEY LAUNDERING RULES WORKING GROUP No. 11-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 30-04 TRANSFER AGENT ADVISORY COMMITTEE No...