International Content

[17707] June 24, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 63-04 INTERNATIONAL COMMITTEE No. 36-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 25-04 MONEY LAUNDERING RULES WORKING GROUP No. 23-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 62-04 TRANSFER AGENT ADVISORY COMMITTEE No. 55...

[17696] June 22, 2004 TO: INTERNATIONAL COMMITTEE No. 35-04 RE: ITALY’S CONSOB PROPOSES RULES IMPLEMENTING UCITS AMENDMENTS Recently, CONSOB (the Italian securities regulator) proposed rules that, among other things, would implement the amendments to the UCITS Directive in Italy...

ACTION REQUESTED [17684] June 16, 2004 TO: INTERNATIONAL COMMITTEE No. 34-04 RE: DRAFT INSTITUTE COMMENT LETTER ON MANDATE FOR EU EXPERT GROUP ON INVESTMENT MANAGEMENT Attached for your review is a draft Institute comment letter to the Committee of European Securities Regulators (CESR...

[17669] June 10, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 61-04 INTERNATIONAL COMMITTEE No. 33-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 24-04 MONEY LAUNDERING RULES WORKING GROUP No. 21-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 59-04 TRANSFER AGENT ADVISORY COMMITTEE No. 54...

[17618] June 3, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 57-04 INTERNATIONAL COMMITTEE No. 32-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 23-04 MONEY LAUNDERING RULES WORKING GROUP No. 20-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 54-04 TRANSFER AGENT ADVISORY COMMITTEE No. 52...

[17614] June 2, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 56-04 INTERNATIONAL COMMITTEE No. 31-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 22-04 MONEY LAUNDERING RULES WORKING GROUP No. 19-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 53-04 TRANSFER AGENT ADVISORY COMMITTEE No. 51...

[17612] June 1, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 55-04 INTERNATIONAL COMMITTEE No. 30-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 21-04 MONEY LAUNDERING RULES WORKING GROUP No. 18-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 52-04 TRANSFER AGENT ADVISORY COMMITTEE No. 50...

ACTION REQUESTED [17491] May 20, 2004 TO: INTERNATIONAL COMMITTEE No. 29-04 RE: DRAFT INSTITUTE RESPONSE TO EU CONSULTATION ON BOARD RESPONSIBILITIES AND IMPROVING FINANCIAL AND CORPORATE GOVERNANCE INFORMATION Attached is a draft Institute response to the EU Commission’s on-line...

[17551] May 18, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 52-04 INTERNATIONAL COMMITTEE No. 28-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 20-04 MONEY LAUNDERING RULES WORKING GROUP No. 16-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 45-04 TRANSFER AGENT ADVISORY COMMITTEE No. 46...

ACTION REQUESTED [17524] May 14, 2004 TO: INTERNATIONAL COMMITTEE No. 26-04 RE: DRAFT INSTITUTE COMMENT LETTER ON EU’S CONSULTATION PAPER ON ENSURING CONSISTENT APPLICATION OF EU LEGISLATION Attached is the draft Institute comment letter on the consultation paper of the Committee of...