International Content

[22642] June 26, 2008 TO: INTERNATIONAL COMMITTEE No. 15-08 RE: INTERNATIONAL COMMITTEE MEETING DATES FOR 2008-09 Please mark your 2008 and 2009 calendars with these key dates for International Committee meetings. If there are any specific topics that you would like to discuss at the...

    [22429]   April 15, 2008 TO: INTERNATIONAL COMMITTEE No. 12-08     RE: INSTITUTE’S LETTER TO SECURITIES AND EXCHANGE BOARD OF INDIA - MARGINING OF INSTITUTIONAL TRADES               On March 19, 2008, the Securities and Exchange Board of India (SEBI) issued Circular no. MRD/DoP/SE...

    [22411]   April 10, 2008 TO: INTERNATIONAL COMMITTEE No. 11-08 INVESTMENT ADVISERS COMMITTEE No. 8-08     RE: INSTITUTE’S COMMENT LETTER - CANADIAN SECURITIES ADMINISTRATORS’ REVISED PROPOSAL ON SOFT DOLLARS   In January, the Canadian Securities Administrators (CSA) proposed...

    [22361]   March 19, 2008 TO: INTERNATIONAL COMMITTEE No. 10-08 INVESTMENT ADVISERS COMMITTEE No. 6-08     RE: DRAFT COMMENT LETTER - CANADIAN SECURITIES ADMINISTRATORS' REVISED PROPOSAL ON SOFT DOLLARS   In January, the Canadian Securities Administrators (CSA) proposed revised...

[22347] March 14, 2008 TO: INTERNATIONAL COMMITTEE No. 9-08INVESTMENT ADVISERS COMMITTEE No. 5-08 RE: CANADIAN SECURITIES REGULATORS RE - PROPOSE REVISED REGISTRATION REQUIREMENTS FOR INVESTMENT ADVISERS AND FUND MANAGERS The Canadian Securities Administrators (CSA) has proposed for...

    [22234]   February 13, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 2-08 COMPLIANCE MEMBERS No. 4-08 EQUITY MARKETS ADVISORY COMMITTEE No. 6-08 INTERNATIONAL COMMITTEE No. 7-08 INVESTMENT ADVISER MEMBERS No. 4-08 PENSION MEMBERS No. 7-08 SEC RULES MEMBERS No. 14-08     RE: SEC...

[22173] January 31, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 4-08 INTERNATIONAL COMMITTEE No. 6-08 INVESTMENT ADVISERS COMMITTEE No. 2-08 SEC RULES COMMITTEE No. 9-08 RE: CANADIAN SECURITIES REGULATORS RE- PROPOSE SOFT DOLLAR REGULATIONS   The Canadian Securities Administrators...

    [22139]   January 22, 2008 TO: INTERNATIONAL COMMITTEE No. 5-08 SEC RULES COMMITTEE No. 8-08     RE: CONFERENCE CALL - DRAFT COMMENT LETTER ON CESR MUTUAL FUND DISCLOSURE CONSULTATION   Last October, the Committee of European Securities Regulators (CESR) published a consultation...

    [22135]   January 18, 2008 TO: INTERNATIONAL COMMITTEE No. 4-08 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 1-08 SEC RULES COMMITTEE No. 6-08     RE: ICI COMMENT LETTER - EUROPEAN COMMISSION’S CALL FOR EVIDENCE ON “SUBSTITUTE” RETAIL INVESTMENT PRODUCTS   Last October, the...

    [22130]   January 16, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 2-08 INTERNATIONAL COMMITTEE No. 3-08 INVESTMENT ADVISERS COMMITTEE No. 1-08 SEC RULES COMMITTEE No. 5-08     RE: IOSCO ISSUES FINAL REPORT ON SOFT COMMISSION ARRANGEMENTS FOR COLLECTIVE INVESTMENT SCHEMES    ...