International Content

[22936] September 29, 2008 TO: SEC RULES COMMITTEE No. 68-08 INTERNATIONAL COMMITTEE No. 25-08 SMALL FUNDS COMMITTEE No. 25-08 BROKER/DEALER ADVISORY COMMITTEE No. 34-08 TRANSFER AGENT ADVISORY COMMITTEE No. 56-08 RE: DRAFT INSTITUTE LETTER ON IOSCO POINT OF SALE ISSUES PAPER...

[22903] September 23, 2008 TO: CHIEF COMPLIANCE OFFICER COMMITTEE No. 13-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 32-08 COMPLIANCE ADVISORY COMMITTEE No. 15-08 EQUITY MARKETS ADVISORY COMMITTEE No. 46-08 FIXED-INCOME ADVISORY COMMITTEE No. 27-08 INTERNATIONAL COMMITTEE No. 24-08...

[22856] September 11, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 41-08 INTERNATIONAL COMMITTEE No. 23-08 SEC RULES MEMBERS No. 85-08 RE: ICI COMMENT LETTER ON SEC PROPOSAL TO MODIFY RULES ALLOWING FOREIGN BROKER-DEALERS TO ACCESS U.S. INVESTORS As we previously informed you, the...

    [22829]   August 28, 2008 TO: SEC RULES COMMITTEE No. 64-08 EQUITY MARKETS ADVISORY COMMITTEE No. 39-08 INTERNATIONAL COMMITTEE No. 22-08     RE: DRAFT ICI COMMENT LETTER ON SEC PROPOSAL TO MODIFY RULES ALLOWING FOREIGN BROKER-DEALERS TO ACCESS U.S. INVESTORS   As we previously...

    [22808]   August 18, 2008 TO: SEC RULES COMMITTEE No. 60-08 INTERNATIONAL COMMITTEE No. 21-08 CHIEF COMPLIANCE OFFICER COMMITTEE No. 10-08 COMPLIANCE ADVISORY COMMITTEE No. 13-08 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 17-08     RE: REMINDER - CONFERENCE CALL FOR IOSCO...

    [22792]   August 12, 2008 TO: CHIEF COMPLIANCE OFFICER COMMITTEE No. 9-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 26-08 COMPLIANCE ADVISORY COMMITTEE No. 12-08 EQUITY MARKETS ADVISORY COMMITTEE No. 36-08 FIXED-INCOME ADVISORY COMMITTEE No. 22-08 INTERNATIONAL COMMITTEE No. 20...

    [22764]   August 4, 2008 TO: SEC RULES COMMITTEE No. 56-08 INTERNATIONAL COMMITTEE No. 19-08 CHIEF COMPLIANCE OFFICER COMMITTEE No. 8-08 COMPLIANCE ADVISORY COMMITTEE No. 10-08 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 16-08     RE: CONFERENCE CALL FOR IOSCO QUESTIONNAIRE ON...

[22726] July 22, 2008 TO: CHIEF COMPLIANCE OFFICER COMMITTEE No. 6-08 COMPLIANCE ADVISORY COMMITTEE No. 9-08 INTERNATIONAL COMMITTEE No. 18-08 SEC RULES COMMITTEE No. 54-08 RE: IOSCO SEEKS INPUT ON THE INVESTMENT PROCESS OF MUTUAL FUNDS On July 21, 2008, staff of the U.S. Securities...

[22722] July 22, 2008 TO: SEC RULES COMMITTEE No. 52-08 INTERNATIONAL COMMITTEE No. 17-08 SMALL FUNDS COMMITTEE No. 22-08 BROKER/DEALER ADVISORY COMMITTEE No. 21-08 TRANSFER AGENT ADVISORY COMMITTEE No. 34-08 RE: IOSCO SEEKS COMMENT ON POINT OF SALE ISSUES PAPER On July 8, 2008, staff...

[22660] July 8, 2008 TO: SEC RULES COMMITTEE No. 44-08 EQUITY MARKETS ADVISORY COMMITTEE No. 28-08 INTERNATIONAL COMMITTEE No. 16-08 RE: SEC PROPOSES TO MODIFY RULES ALLOWING FOREIGN BROKER-DEALERS TO ACCESS U.S. INVESTORS The Securities and Exchange Commission recently proposed to...