International Content

    [23823]   September 30, 2009 TO: ACCOUNTING/TREASURERS COMMITTEE No. 19-09 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-09 INTERNATIONAL COMMITTEE No. 16-09 TAX COMMITTEE No. 27-09     RE: DATA COLLECTION FOR 2009 PFIC SURVEY UPDATE   Each year, the Institute collects...

    [23810]   September 22, 2009 TO: TAX COMMITTEE No. 25-09 ACCOUNTING/TREASURERS COMMITTEE No. 16-09 INTERNATIONAL COMMITTEE No. 15-09 SEC RULES COMMITTEE No. 56-09     RE: DRAFT FBAR REPORTING SUBMISSION; PLEASE COMMENT BY SEPTEMBER 28   The attached draft letter to the Internal...

    [23709]   August 14, 2009 TO: RISK MANAGEMENT ADVISORY COMMITTEE No. 8-09 INTERNATIONAL COMMITTEE No. 13-09     RE: CALL ON THE FSA’S APPROACH TO RISK MANAGEMENT IN THE INVESTMENT MANAGEMENT INDUSTRY RESCHEDULED FOR SEPT. 10TH   As you may recall, last month the ICI, at the...

    [23616]   July 9, 2009 TO: BOARD OF GOVERNORS No. 7-09 INVESTMENT COMPANY DIRECTORS No. 19-09 SEC RULES MEMBERS No. 73-09 ACCOUNTING/TREASURERS MEMBERS No. 31-09 CLOSED-END INVESTMENT COMPANY MEMBERS No. 27-09 SMALL FUNDS MEMBERS No. 42-09 PRIMARY CONTACTS - MEMBER COMPLEX No. 9...

    [23542]   June 12, 2009 TO: BROKER/DEALER ADVISORY COMMITTEE No. 29-09 COMPLIANCE MEMBERS No. 32-09 ETF ADVISORY COMMITTEE No. 13-09 EXCHANGE-TRADED FUNDS (ETF) COMMITTEE No. 2-09 INTERNATIONAL COMMITTEE No. 8-09     RE: FINRA REMINDS FIRMS OF SUITABILITY OBLIGATIONS RELATING TO...

    [23530]   June 11, 2009 TO: RISK MANAGEMENT ADVISORY COMMITTEE No. 6-09 INTERNATIONAL COMMITTEE No. 7-09     RE: JULY 21ST CONFERENCE CALL PRESENTATION ON THE FSA’S APPROACH TO RISK MANAGEMENT IN THE INVESTMENT MANAGEMENT INDUSTRY   At the request of ICI’s Risk Management Advisory...

[23474] May 21, 2009 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 20-09 INTERNATIONAL COMMITTEE No. 5-09 SEC RULES COMMITTEE No. 24-09 RE: ICI COMMENT LETTER ON IOSCO CONSULTATION REPORT ON “DIRECT ELECTRONIC ACCESS” ARRANGEMENTS As we previously informed you, the International...

    [23282]   March 2, 2009 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 6-09 INTERNATIONAL COMMITTEE No. 2-09 SEC RULES COMMITTEE No. 9-09     RE: IOSCO ISSUES CONSULTATION REPORT ON “DIRECT ELECTRONIC ACCESS” ARRANGEMENTS   The Technical Committee of the International Organization of...

    [23150]   December 24, 2008 TO: TAX COMMITTEE No. 40-08 ACCOUNTING/TREASURERS COMMITTEE No. 22-08 INTERNATIONAL COMMITTEE No. 29-08 SEC RULES COMMITTEE No. 92-08     RE: DRAFT LETTER ON FOREIGN BANK AND FINANCIAL ACCOUNT REPORTING   The attached draft ICI letter to the Treasury...

    [22960]   October 3, 2008 TO: SEC RULES COMMITTEE No. 70-08 INTERNATIONAL COMMITTEE No. 26-08 SMALL FUNDS COMMITTEE No. 26-08 BROKER/DEALER ADVISORY COMMITTEE No. 36-08 TRANSFER AGENT ADVISORY COMMITTEE No. 58-08     RE: INSTITUTE LETTER ON IOSCO POINT OF SALE ISSUES PAPER   As we...