Regulatory Activities Content

May 30, 2017 Submitted Electronically Office on Information and Regulatory Affairs Attn: OMB Desk Officer for DOL–EBSA Office of Management and Budget Room 10235 725 17th Street, NW Washington, DC 20503 US Department of Labor – OASAM Office of the Chief Information Officer Attn...

ICI Applauds Senate Vote to Restore Consumer Protections for Retirement Savers Washington, DC, May 3, 2017 —Investment Company Institute (ICI) President and CEO Paul Schott Stevens made the following statement applauding the US Senate passage of H.J. Res. 66, which will roll back a...

Labor Ought to Execute the President’s Policy (As published in The Wall Street Journal, April 25, 2017) Regrettably, the Department of Labor’s fiduciary rule-making has always been driven more by politics than impartial scrutiny of the investment-advice marketplace (“ Labor Department...

Congress Must Restore Protections for State-Run Retirement Plans By Paul Schott Stevens (As published in Morning Consult, March 7, 2017) Unless Congress acts, millions of private-sector workers could lose vital consumer protections if they are automatically enrolled in questionable...

ICI Supports Walberg and Rooney Joint Resolutions to Restore Consumer Protections for Retirement Savers Washington, DC, February 8, 2017— Investment Company Institute (ICI) President and CEO Paul Schott Stevens made the following statement on two resolutions ( H.J. Res 66 and H.J. Res...

ICI Supports Executive Orders to Reform Dodd-Frank and Delay Fiduciary Rule Implementation Washington, DC, February 3, 2017— ICI President and CEO Paul Schott Stevens issued the following statement on news reports that President Trump will issue executive orders today to spur reforms...

Focus on Funds Expect Major Policy Shifts in 2017 Significant changes in Washington, DC, could mean significant changes in the regulatory and policy outlook for the fund industry. ICI General Counsel David Blass takes a look at the implications in the January 13, 2017, edition of...

Investor Protection Priorities for the New Year Remarks Before the Investor Advisory Committee of the US Securities and Exchange Commission David W. Blass General Counsel Investment Company Institute December 8, 2016 Washington, DC As prepared for delivery. Good morning, and thank you...

December 5, 2016 Submitted Electronically Office of Regulations and Interpretations Employee Benefits Security Administration Attn: RIN 1210-AB63 Annual Reporting and Disclosure Room N-5655 US Department of Labor 200 Constitution Avenue NW Washington, DC 20210 Re: Proposed Revision of...

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