Regulatory Activities Content

November 21, 2016 Submitted Electronically Regulatory Affairs Group Office of the General Counsel Pension Benefit Guaranty Corporation 1200 K Street NW Washington, DC 20005-4026 Re: Proposed Rules on Missing Participants; RIN 1212-AB13 Dear Sir/Madam: The Investment Company Institute1...

August 29, 2016 Filed Electronically: e-ORI@dol.gov Office of Regulations and Interpretations Employee Benefits Security Administration Annual Reporting and Disclosure, Room N-5655 U.S. Department of Labor 200 Constitution Avenue NW Washington, DC 20210 Re: RIN 1210-AB63 – Proposed...

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ICI Responds to DOL’s Final Rule on State-Run Retirement Programs Washington, DC, August 25, 2016— ICI President and CEO Paul Schott Stevens issued the following statement today in response to the Department of Labor’s final rule providing a safe harbor from coverage under the...

August 23, 2016 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Adviser Business Continuity and Transition Plans Proposal (File No. S7-13-16) Dear Mr. Fields: The Investment Company Institute1 appreciates the opportunity to...

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April 29, 2016 Submitted electronically G. Christopher Cosby Department of Labor, Employee Benefits Security Administration 200 Constitution Avenue NW, N-5718 Washington, DC 20210 Re: Proposed Information Collection Request Submitted for Public Comment; On the Road to Retirement...

ICI Urges Congress to Reject DOL Fiduciary Rule Lawmakers Should Advance Bipartisan Bills to Set a Best Interest Standard in Law Washington, DC, April 26, 2016 -ICI President and CEO Paul Schott Stevens today urged Congress to pass H.J. Res. 88, a resolution disapproving of the final...

Focus on Funds Responding to the Department of Labor’s New Fiduciary Rule The Department of Labor’s new fiduciary rule will change how funds interact and communicate with their investors. In the April 15, 2016, edition of Focus on Funds, ICI General Counsel David Blass talks about ICI...

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