Operations and Technology Content

20_ppr_red_flag_indicators.pdf

Earlier this week, ICI's Industry Operations Department surveyed members of the Institute's Technology Committee to better understand the measures being taken by ICI members to protect their employees and maintain business continuity in the face of the new coronavirus outbreak.

With the industry's interests bound ever more tightly to global trends, ICI pursues an active international agenda through its international arm, ICI Global. ICI’s international work in 2019 was a period of vigorous effort on a host of issues....

How are asset managers investing in the future? To help answer this question, Accenture conducted a joint study with ICI and released a report highlighting the growing importance of technology to successfully navigate the changing tides in the asset management industry. Whether it’s...

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The mutual fund industry is being driven by change. At this year's General Membership Meeting, the panel “Facing the Future: Leadership Perspectives" highlighted why firms should be encouraging a positive workplace culture, which will enable them to embrace the fast pace of industry...

July 9, 2018 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Auditor Independence with Respect to Certain Loans or Debtor-Creditor Relationships (File No. S7-10-18) Dear Mr. Fields: The Investment Company Institute1 and the...

1 June 1, 2018 Mr. Brent J. Fields Secretary US Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-9303 Re: Proposed Rule on Inline XBRL Filing of Tagged Data (File Number S7-03-17) Dear Mr. Fields: The Investment Company Institute1 is supplementing its...

1 June 1, 2018 Mr. Brent J. Fields Secretary US Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-9303 Re: Proposed Rule on Inline XBRL Filing of Tagged Data (File Number S7-03-17) Dear Mr. Fields: The Investment Company Institute1 is supplementing its...

• • • • • • • • • • • • 2018 UPDATE TO Delivering ERISA Disclosure for Defined Contribution Plans WHY THE TIME HAS COME TO PREFER ELECTRONIC DELIVERY Peter Swire & DeBrae Kennedy-Mayo APRIL 2018 THE AUTHORS OF THIS 2018 UPDATE PETER P. SWIRE is the Holder Chair of Law and Ethics at...