Operations and Technology Content

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July 18, 2016 Financial Stability Oversight Council Attn: Mr. Jonah Crane Deputy Assistant Secretary for the Financial Stability Oversight Council 1500 Pennsylvania Avenue NW Washington, DC 20220 Re: FSOC Update on Review of Asset Management Products and Activities Dear Mr. Crane: The...

U.S. Securities and Exchange Commission Chair Mary Jo White laid out a list of SEC priorities in her appearance at ICI’s General Membership Meeting. In the May 26, 2016, edition of Focus on Funds, ICI General Counsel David Blass breaks down the list for funds and their investors.

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15_ops_process_flow.pdf

15_ops_floating_nav_intraday.pdf

June 18, 2015 The Honorable Mary Jo White, Chair US Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Shortened Settlement Cycle – Regulatory Initiatives Dear Chair White: The Investment Company Institute (“ICI”) 1 and the Securities Industry and...