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Resource Hub

Innovation

The Innovation Hub—a dedicated resource page designed to help members stay informed and engaged on the evolving landscape of financial innovation.
Committee

Operational Resiliency Committee

The ICI Operational Resilience Committee is a forum of senior leaders from ICI member firms with responsibility for ensuring the resilience of critical business services at the enterprise level. The Committee’s mission is to promote the exchange of insights, experiences, and leading practices that enhance the industry’s ability to anticipate, withstand, and recover from severe but plausible disruptions. Recognizing Business Continuity Planning (BCP) as a foundational element of operational resilience, the Committee will also continue to address crisis management, technology recovery, third-party resilience, and regulatory expectations. Its work is intended to strengthen operational resilience, safeguarding the continuity of essential services to investors and the broader financial markets, while encouraging adaptive capabilities that promote market stability and investor confidence.
Committee

Operations Committee

The Operations Committee addresses a variety of operations topics including back office operations, shareholder servicing, and distribution-related issues.
Committee

Technology Committee

The Technology Committee provides a forum for the discussion of emerging technologies that could impact the mutual fund industry and more.
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Memo#
36004

ICI Cyber Incident Tabletop Exercise 2024 After-Action Report

[36004] January 30, 2025 TO: ICI Members Chief Compliance Officer Committee Chief Information Security Officer Committee Chief Risk Officer Committee Global Information Security Officer Committee - London Global Information Security Officer Committee - Tokyo Operational Resiliency...
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ICI Cyber Industry Tabletop Exercise 2024: After-Action Report

The asset management industry faces an escalating battle against cybercriminals employing increasingly sophisticated tactics. From state-sponsored attacks to ransomware-as-a-service (RaaS) platforms enabling low-skilled criminal infiltrations, the threat landscape is more complex than...
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Memo#
35917

FSB Consultation on Format for Incident Reporting Exchange

On 17 October, the Financial Stability Board (FSB) published a consultation report on a Format for Incident Reporting Exchange (FIRE). Responses to the Consultation are requested by 19 December 2024 and ICI plans to submit a response.
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Memo#
35875

SEC EDGAR Next Final Rule

On September 27, 2024, the Securities and Exchange Commission adopted rule and form amendments related to EDGAR (Electronic Data Gathering, Analysis, and Retrieval system) as part of the "EDGAR Next" initiative.