Fees and Expenses Content

May 16, 2008 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Amendments to Form ADV: File No. S7-10-00 Dear Ms. Morris: The Investment Company Institute1 supports the Securities and Exchange Commission’s...

fm-v16n4.pdf

American Enterprise Institute Conference on Rule 12b-1 Should the SEC’s Rule 12b-1 Survive? Remarks of Paul Schott Stevens President & CEO Investment Company Institute September 14, 2007 Washington, DC Thank you, Peter (Wallison), for your kind introduction and for organizing this...

July 19, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: SEC Request for Comments Regarding Rule 12b-1 (File No. 4-538) Dear Ms. Morris: The Investment Company Institute1 is pleased to submit comments in...

ICI Recommends Refinements to Rule 12b-1 Focus on Improving Investor Understanding and Board Oversight of Fee Stresses Role of Fee in Bringing Choice, Advice, and Other Essential Services to Investors Washington, DC, July 19, 2007 – The Investment Company Institute today made several...

fm-v16n2.pdf

ICI Welcomes SEC Scrutiny of Rule 12b-1 Washington, DC, June 19, 2007 – Paul Schott Stevens, president of the Investment Company Institute, issued the following statement in response to the Securities and Exchange Commission’s Roundtable on Rule 12b-1: “We welcome the thoughtful...

rpt_07_12b-1.pdf

Board of Governors Working Group Releases Report on Rule 12b-1 Washington, DC, May 31, 2007 - In January 2005, ICI's Board of Governors formed a working group to examine fund distribution issues, including the history and current role of Rule 12b-1. The working group submitted  a...

rpt_07_12b-1_app_ii.pdf