Fees and Expenses Content

April 4, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Point of Sale and Confirmation Disclosure Requirements; File No. S7-06-04 Dear Mr. Katz: The Investment Company Institute1 appreciates the...

April 4, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Point of Sale and Confirmation Disclosure Requirements; File No. S7-06-04 Dear Mr. Katz: The Investment Company Institute 1 appreciates the...

fm-v14n2.pdf

ICI Releases Survey on 12b-1 Fees Study Finds 92 Percent of 12b-1 Fee Income Is Used to Compensate Financial Advisers and Others for Providing Shareholder Advice and Account Servicing Washington, DC, February 24, 2005 - The Investment Company Institute (ICI), the national association...

February 14, 2005 Internal Revenue Service CC:PA:LPD:PR (REG-155608-02) 1111 Constitution Avenue, N.W. Washington, DC Re: Proposed Regulations Under Code Section 403(b) Ladies and Gentlemen: The Investment Company Institute, 1 on behalf of its investment company members, commends the...

February 14, 2005 VIA ELECTRONIC MAIL Internal Revenue Service CC:PA:LPD:PR (REG-155608-02) 1111 Constitution Avenue, N.W. Washington, DC Re: Proposed Regulations Under Code Section 403(b) Ladies and Gentlemen: The Investment Company Institute,1 on behalf of its investment company...

September 17, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: NASD Proposed Rule Change Relating to Disclosure of Fees and Expenses in Mutual Fund Performance Sales Material; File No. SR-NASD-2004-043 Dear Mr...

May 24, 2004 The Honorable William H. Donaldson Chairman U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Dear Chairman Donaldson: The Commission recently requested public comment on whether it should propose changes to Rule 12b-1 under the...

May 10, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Prohibition on the Use of Brokerage Commissions to Finance Distribution (File No. S7-09-04) Dear Mr. Katz: The Investment Company Institute1...

May 7, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0506 Re: Mandatory Redemption Fees for Redeemable Securities (File No. S7-11-04) Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to...