E-Delivery Content

August 18, 2017 Via Electronic Mail: good.larry@dol.gov Larry Good Executive Secretary ERISA Advisory Council US Department of Labor Suite N-5623 200 Constitution Ave., NW, Washington, DC 20210 Re: ICI Comments Regarding Mandated Disclosure for Retirement Plans—Enhancing Effectiveness...

Regulatory Address 59th Annual General Membership Meeting Paul Schott Stevens President and CEO Investment Company Institute May 5, 2017 Marriott Wardman Park Hotel Washington, DC As prepared for delivery. Thank you, Jim [McNamara, GMM chairman, and president and CEO, Goldman Sachs...

Focus on Funds SEC Data Reporting Rules Bring New Demands The US Securities and Exchange Commission’s new data reporting rules will require extensive, coordinated compliance efforts by the fund industry—and there are still unanswered questions about data security and use. In the...

ICI Statement on Final SEC Liquidity and Data Reporting Rules Washington, DC, October 13, 2016— Today the US Securities and Exchange Commission (SEC) voted to finalize a set of regulations governing funds’ liquidity risk management practices and data reporting. Investment Company...

1 September 12, 2016 Mr. Brent J. Fields Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Notice of Filing of Proposed Rule Change Adopting Maximum Fees Member Organizations may Charge in Connection with the Distribution of...

ICI Survey: Flawed Fee System Doubles Costs to Fund Shareholders for Broker Delivery of Fund Reports Fund Industry Urges Updating of Rules to Create Savings for Shareholders Washington, DC, July 14, 2016—New analysis conducted by the Investment Company Institute (ICI) shows that funds...

Focus on Funds ICI Calling for SEC Action on Shareholder Report Delivery Electronic delivery of shareholder reports could save shareholders money and foster innovation. But obstacles stand in the way. In the March 18, 2016, edition of Focus on Funds, ICI General Counsel David Blass...

March 14, 2016 Delivered Electronically Mr. Brent J. Fields Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Supplemental Comments on Investment Company Reporting Modernization (File No. S7-08-15) Dear Mr. Fields: The Investment...

Innovation in Fund Disclosure: The Potential, the Barrier, and the Path Forward General Counsel’s Address, 2016 Mutual Funds and Investment Management Conference David W. Blass General Counsel Investment Company Institute March 14, 2016 Orlando, FL As prepared for delivery. Good...

ICI General Counsel David Blass Presents the Path Forward for Innovation in Fund Disclosure The fund industry has an opportunity to continue its long-standing commitment to innovation, ICI General Counsel David Blass told the audience during his keynote at the 2016 Mutual Funds and...