E-Delivery Content

ICI Strongly Supports the SEC’s Efforts to Enhance Fund Disclosure Modern fund disclosure system should provide investors with choice Washington, DC; October 25, 2018—The Investment Company Institute (ICI) supports recent efforts made by the US Securities and Exchange Commission (SEC)...

October 24, 2018 Mr. Brent J. Fields Secretary US Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: SEC Request for Comment on Fund Retail Investor Experience and Disclosure (File No. S7-12-18) Dear Mr. Fields: The Investment Company Institute1 commends the...

September 25, 2018 The Honorable Preston Rutledge Assistant Secretary US Department of Labor Employee Benefits Security Administration 200 Constitution Avenue NW Washington, DC 20210 Re: Electronic Delivery of Disclosure for Workplace Retirement Plans Dear Mr. Rutledge: On behalf of...

Rule 30e-3 Will Produce Substantial Cost Savings for Shareholders Washington, DC, June 5, 2018—Yesterday, the US Securities and Exchange Commission (SEC) voted to approve rule 30e-3, which will modernize fund shareholder report delivery and benefit 100 million US fund shareholders...

Independent Directors Council Applauds SEC Approval of Online Delivery for Fund Shareholder Reports Washington, DC, June 5, 2018— Independent Directors Council (IDC) Managing Director Amy Lancellotta today issued the following statement after the Securities and Exchange Commission...

• • • • • • • • • • • • 2018 UPDATE TO Delivering ERISA Disclosure for Defined Contribution Plans WHY THE TIME HAS COME TO PREFER ELECTRONIC DELIVERY Peter Swire & DeBrae Kennedy-Mayo APRIL 2018 THE AUTHORS OF THIS 2018 UPDATE PETER P. SWIRE is the Holder Chair of Law and Ethics at...

Focus on Funds Time to Bring Shareholder Report Delivery into the 21st Century Fund shareholders increasingly turn to the internet for a wide range of information and services—but outdated regulations leave them stuck with an inefficient and expensive method of receiving shareholder...

Spending Bill Rider Will Trap Investors Under Piles of Paper By Paul Schott Stevens (As published on TheHill.com, February 9, 2018) Most Americans today go online to get news, shop for a wide range of items, book travel, connect with far-flung friends and family, and manage their...

• • • • • • • • • • • • • • • • • • • • • • • • • • • • • • •

ICI Welcomes Treasury Report on Asset Management Regulation Stands Ready to Help Advance Constructive Recommendations Washington, DC, October 26, 2017— Investment Company Institute (ICI) President and CEO Paul Schott Stevens issued the following statement upon the release today by the...