Derivatives Content

February 4, 2013 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker...

January 14, 2013 Ms. Sauntia S. Warfield Assistant Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives...

September 7, 2012 The Wheatley Review HM Treasury 1 Horse Guards Road London SW1A 2HQ U.K. Re: The Wheatley Review of LIBOR Dear Sir or Madam: The Investment Company Institute1 (“ICI”) and ICI Global2 appreciate the opportunity to comment on the initial discussion paper on the London...

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November 29, 2010 Ms. Mary J. Miller Assistant Secretary for Financial Markets United States Department of the Treasury 1500 Pennsylvania Avenue, N.W. Washington, D.C. 20220 Re: Determination of Foreign Exchange Swaps and Forwards Dear Ms. Miller: Section 721(a)(21) of the Dodd-Frank...

November 17, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Ownership...

October 18, 2010 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: CFTC Request for Comment Regarding NFA Petition to Amend Rule 4.5 Dear Mr. Stawick: I am writing on behalf of the Investment...

September 20, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Definitions...

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July 15, 2008 The Honorable Nancy Pelosi Speaker U.S. House of Representatives H-232 Capitol Building Washington DC 20515 RE: Institutional Investors in the Commodity Markets Dear Madam Speaker: I am writing in response to recent suggestions that large institutional investors that...