Derivatives Content

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December 9, 2016 Mr. Robert E. Feldman Executive Secretary Federal Deposit Insurance Corporation 550 17th Street, N.W. Washington, D.C. 20429 Re: Restrictions on Qualified Financial Contracts of Certain FDIC-supervised Institutions; Revisions to the Definition of Qualifying Master...

20 September 2016 | ESMA/2016/1389 2 Reply form for the Discussion Paper on the trad- ing obligation for derivatives under MiFIR Responding to this paper The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the ESMA Discussion...

October 18, 2016

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IDC Letter to SEC Highlights Proper Role of Fund Boards Letter Outlines Approach to Limiting Directors’ Responsibilities Under SEC Rules to Fund Oversight Washington, DC, June 23, 2016 - The proper governance role of fund independent directors is oversight, not management, the...

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May 31, 2016 Brent J. Fields Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Security-Based Swap Data Repositories; ICE Trade Vault, LLC; Notice of Filing of Application for Registration as a Security-Based Swap Data Repository (File No...

Focus on Funds SEC Derivatives Proposal Could Pack a Punch for Funds ICI has responded to a regulatory proposal from the U.S. Securities and Exchange Commission governing funds’ use of derivatives. In the April 1, 2016, edition of Focus on Funds, ICI Associate General Counsel Jennifer...