Derivatives Content

April ,  Ms. Vanessa A. Countryman Secretary Securities and Exchange Commission  F Street, NE Washington, DC  Re: Use of Derivatives by Registered Investment Companies and Business Development Companies; Required Due Diligence by Broker-Dealers and Registered Investment...

April 20, 2020 Ms. Vanessa A. Countryman Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549-1090 Re: Use of Derivatives by Registered Investment Companies and Business Development Companies; Required Due Diligence by Broker-Dealers and Registered...

ICI Applauds SEC’s New Derivatives Rule and Recommends Additional Clarifications to Improve Its Effectiveness Washington, DC; April 20, 2020—The Investment Company Institute (ICI) strongly supports the new rule proposal from the Securities and Exchange Commission (SEC) governing funds...

22 August 2018 Submitted electronically to utc-consultation@sfc.hk Ashley Alder Chief Executive Officer Securities and Futures Commission 35/F Cheung Kong Center 2 Queen’s Road Central Hong Kong Re: UT Code Review Proposing Refinements to Proposed Amendments to the Code on Unit Trusts...

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Focus on Funds Today’s Funds Need Modern Portfolio Management Rules ICI is calling on leaders at the US Securities and Exchange Commission (SEC) to reconsider the agency’s approach to fund use of derivatives. ICI General Counsel David Blass outlines a regulatory structure that would...

Focus on Funds ICI Outlines Measures to Enhance Economic Growth The US Securities and Exchange Commission (SEC) has a new chairman focused on spurring domestic capital investment and economic growth, and the $20 trillion US fund industry could play an important role. In the May 12...

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For the attn. of: Mr Olivier Guersent, Director General for Financial Services policy, DG FISMA European Commission Mr Steven Maijoor, Chair European Securities and Markets Authority Mr Andrea Enria, Chair European Banking Authority Mr Gabriel Bernardino, Chair European Insurance and...