Cross-Border Issues Content

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1 ICI Global’s response to the EU Commission’s consultation on the CMU mid-term review ICI Global1 welcomes the European Commission’s mid-term review of the Capital Markets Union (CMU). As recognised by the Commission, the CMU is a plan to mobilise capital and aims to tackle...

20 September 2016 | ESMA/2016/1389 2 Reply form for the Discussion Paper on the trad- ing obligation for derivatives under MiFIR Responding to this paper The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the ESMA Discussion...

ICI Global Response to the EU Commission’s Consultation1 on Barriers to the Cross-Border Distribution of Funds in the EU2 Part I - Key aspects of cross-border UCITS distribution that should be harmonised and coordinated3 ICI Global believes the European Commission should harmonise and...

‘Easier, cheaper fund distribution would help build stronger capital markets.’ Europe is facing two related and urgent needs: bolstering economic growth and providing its citizens with efficient, lower-cost vehicles for savings and investment. One way to address both problems is to...

1Case Id: f8b41034-40ca-4cc3-bf8c-26f515756d3b Date: 18/03/2016 13:43:41 Green Paper on retail financial services: better products, more choice, and greater opportunities for consumers and businesses Fields marked with * are mandatory. Introduction The Green Paper seeks the views on...

September 14, 2015 Mr. Christopher Kirkpatrick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants — Cross-Border Application of the...

August 26, 2015 Andrew Hoffman and Leanne Ingledew Prudential Regulation Authority 20 Moorgate London EC2R 6DA Attention: CP19_15@bankofengland.co.uk Re: Contractual Stays in financial contracts governed by third-country law Dear Mr. Hoffman and Ms. Ingledew: ICI Global1 appreciates...

ICI Statement on ESMA AIFMD Passport Recommendations ESMA Advice Inappropriately Confuses the Sale of Private Funds and Mutual Funds Washington, DC, July 30, 2015— Investment Company Institute President and CEO Paul Schott Stevens issued the following statement after the European...