Cross-Border Issues Content

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10/04/2015 BY EMAIL AND ONLINE SUBMISSION AT HTTP://FUNDSPASSPORT.APEC.ORG The Treasury, Australia Financial Services Unit Financial System and Services Division fundspassport@treasury.gov.au Financial Supervisory Service, Republic of Korea Asset Management Supervision Office...

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7 November 2014 Reply form for the Call for evidence AIFMD passport and third country AIFMs Template for comments Date: 7 November 2014 3 Responding to this paper The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the Call for...

November 25, 2014 Mark Carney Chair Financial Stability Board c/o Bank for International Settlements CH-4002 Basel, Switzerland Attention: fsb@bis.org Re: Cross-Border Recognition of Resolution Action Dear Mr. Carney: ICI Global1 appreciates the opportunity to provide comments on the...

October 21, 2014 Mr. Steven Maijoor Chair European Securities and Markets Authority CS 60747 103 Rue de Grenelle 75345 Paris Cedex 07 France Re: Discussion Paper: Calculation of Counterparty Risk by UCITS for OTC Financial Derivative Transactions Subject to Clearing Obligations Dear...

October 16, 2014 Ken Hui International Organization of Securities Commissions (IOSCO) Calle Oquendo 12 28006 Madrid Spain Re: Public Comment on Consultation Report on Risk Mitigation Standards for Non-centrally Cleared OTC Derivatives Dear Mr. Hui: ICI Global1 appreciates the...

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1  ICI Global Response to MiFID/MiFIR ESMA Consultation Section 2.15 – Legitimacy of inducements to be paid to/by a third person Q79. Do you agree with the proposed exhaustive list of minor non-monetary benefits that are acceptable? Should any other benefits be included on the list...