Trading and Markets (US) Content

November 5, 2010 Financial Stability Oversight Council c/o United States Department of the Treasury Office of Domestic Finance 1500 Pennsylvania Avenue, N.W. Washington, D.C. 20220 Re: Public Input for the Study Regarding the Implementation of the Prohibitions on Proprietary Trading...

October 18, 2010 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: CFTC Request for Comment Regarding NFA Petition to Amend Rule 4.5 Dear Mr. Stawick: I am writing on behalf of the Investment...

September 20, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Definitions...

June 23, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Market Structure Roundtable (File No. 4-602) Dear Ms. Murphy: The Investment Company Institute1 is writing to follow-up on its earlier submission regarding...

June 22, 2010 Not for Distribution Confidential Draft Not for Distribution June 22, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Large Trader Reporting System (File No. S7-10-10) Dear Ms. Murphy: The Investment...

June 3, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: SRO Single Stock Circuit Breaker Proposals (File Nos. SR-BATS-2010-014, SR-BX-2010-037, SR- NASDAQ-2010-061, SR-NSX-2010-05, SR-NYSE-2010-39, SR-NYSEArca...

June 1, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Market Structure Roundtable (File No. 4-602) Dear Ms. Murphy: The Investment Company Institute1 is writing to provide comments in advance of the Commission’s...

ICI Statement on U.S. Senate Approval of Regulatory Reform Bill Washington, DC, May 21, 2010 - ICI President and CEO Paul Schott Stevens made the following comment on U.S. Senate approval of H.R. 4173, as amended by S. 3217, a bill designed to reform the nation’s financial regulatory...

ICI Supports Final Recommendations of the Tri-Party Repo Infrastructure Reform Task Force Washington, DC, May 17, 2010 - ICI President and CEO Paul Schott Stevens made the following statement about the final report and recommendations of the Tri-Party Repo Infrastructure Reform Task...

[Type text] April 23, 2010 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: MSRB Notice of Filing of Proposed Rule Change Relating to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, to Enhance the...