Trading and Markets (US) Content

April 21, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Concept Release on Equity Market Structure (File No. S7-02-10) Dear Ms. Murphy: The Investment Company Institute1 supports the Commission’s examination of...

March 29, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Risk Management Controls for Brokers or Dealers with Market Access (File No. S7-03-10) Dear Ms. Murphy: The Investment Company Institute1 supports the...

“Weathering the Worst: Making Money Market Funds Even Stronger” President’s Address Paul Schott Stevens President and CEO Investment Company Institute Mutual Funds and Investment Management Conference Phoenix, Arizona March 15, 2010 Thank you, Jack [Lockridge, Executive Director...

February 22, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Regulation of Non-Public Trading Interest (File No. S7-27-09) Dear Ms. Murphy: The Investment Company Institute1 supports the Commission’s examination...

December 23, 2009 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: MSRB Notice of Filing of Proposed Rule Change Consisting of Amendments to Rule G-8, Rule G-9, Rule G-11, a Proposed Interpretation of Rule G-17, and...

“Financial Transaction Tax: Taxing U.S. Investment, Savings, and Growth” Center for Capital Markets Competitiveness U.S. Chamber of Commerce Remarks by Paul Schott Stevens President and CEO Investment Company Institute Wednesday, December 16, 2009 Washington, DC Thank you, David...

November 23, 2009 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Elimination of Flash Order Exception from Rule 602 of Regulation NMS (File No. S7-21-09) Dear Ms. Murphy: The Investment Company Institute1 supports the...

"One Year Later: Some Lessons from the Financial Crisis" President’s Address, ICI Capital Markets Conference Paul Schott Stevens President & CEO Investment Company Institute Marriott Marquis Times Square New York, NY September 24, 2009 Good morning. I’m Paul Stevens, President and CEO...

September 21, 2009 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Amendments to Regulation SHO (File No. S7-08-09) Dear Ms. Murphy: The Investment Company Institute 1 is writing to comment on the Securities and...

ICI’s Stevens Calls for Effective Systemic Risk Council Council Would Enlist Expertise, Diverse Views of Core Financial Regulators Washington, DC, July 23, 2009 - Investment Company Institute President and CEO Paul Schott Stevens, in testimony before the U.S. Senate Banking Committee...