Trading and Markets (US) Content

per18-02.pdf

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Do Money Markets Pose a Systemic Risk? Bloomberg Portfolio Manager Mash-Up Paul Schott Stevens, President and CEO Investment Company Institute February 16, 2012 New York, NY Union Square Ballroom Download slides (pdf) As prepared for delivery Good afternoon. I’m Paul Stevens...

February 7, 2012 The Honorable Mary L. Schapiro Chairman U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Rulemaking Petition File No. 4-643: Request by MFA for Rulemaking to Amend Rule 502(c) of Regulation D to Eliminate the Prohibition on...

ICI Global Statement for Joint House Subcommittee Hearing on Impact of the Volcker Rule (pdf)

“Our Shared Mission: Ensuring That Global Markets Work for Investors” Opening Remarks 2011 Equity Markets Conference Karrie McMillan General Counsel Investment Company Institute December 6, 2011 New York Marriott Downtown New York, NY As Prepared for Delivery Good morning, everyone. I...

November 7, 2011 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Use of Derivatives by Investment Companies under the Investment Company Act of 1940 (File Number S7-33-11) Dear Ms. Murphy: The Investment Company...

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ICI Responds to Senate Banking Committee Hearing on Exchange-Traded Funds Institute Welcomes Open Public Dialogue About Exchange-Traded Funds Washington, DC, October 19, 2011 - The Investment Company Institute issued the following statement in response to today’s hearing in the Senate...

October 6, 2011 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington D.C. 20549-1090 Re: Retrospective Review of Existing Regulations (File No. S7-36-11) Dear Ms. Murphy: The Investment Company Institute1 appreciates the opportunity to offer...