Trading and Markets (International) Content

ICI President’s Remarks at the Mutual Funds and Investment Management Conference When You Come to a Fork in the Road, Take It: Improving Financial Regulation in America Paul Schott Stevens President and CEO, Investment Company Institute March 26, 2007 Palm Desert, California Thank you...

February 9, 2007 Fabrice Demarigny The Committee of European Securities Regulators 11-13 avenue de Friedland 75008 Paris FRANCE Re: Public Consultation CESR/06-687 – Inducements under MiFID Dear Mr. Demarigny, The Investment Company Institute1 is writing to encourage the Committee of...

2006 Securities Law Developments Conference Finding the Right Balance for Mutual Fund Regulation By Paul Schott Stevens President, Investment Company Institute December 4, 2006 Washington, DC ( A version of this speech was delivered as the keynote address at the American Law Institute...

November 20, 2006 Professor Hal S. Scott Director Committee on Capital Markets Regulation 125 Mt. Auburn Street 3rd Floor Cambridge, MA 02138 Dear Professor Scott: The Investment Company Institute, the national association of U.S. mutual funds and other investment companies, commends...

October 19, 2006 Canadian Securities Administrators c/o John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West Suite 1903, Box 55 Toronto, Ontario M5H 3S8 Canada Re: Notice of Proposed NI 23-102 Use of Client Brokerage Commissions as Payment for Order Execution...

DRAFT 1401 H STREET, NW ■ WASHINGTON, DC 20005-2148 ■ 202/326-5815 ■ FAX 202/326-5841 October 12, 2006 VIA E-MAIL Ms. Pamela Vulpes IOSCO General Secretariat Oquendo 12 28006 Madrid Spain Re: Public Comment on Examination on Governance for Collective Investment Schemes, Part II Dear...

2006 Equity Markets Conference Keynote Address by Paul Schott Stevens President, ICI September 28, 2006 New York, NY Good morning, I’m Paul Stevens, President of the Investment Company Institute. Welcome to this eighth annual ICI Equity Markets Conference. This conference has earned...

ICI President's Remarks Before the Investment and Financial Services Association’s Connect 2006 Meeting Mutual Fund Investing: The Power and Promise of a Simple Idea by Paul Schott Stevens President, Investment Company Institute August 2, 2006 Broadbeach, Queensland, Australia It is a...

July 31, 2006 Via Federal Express Ms. Usha Narayanan Chief General Manager FIIs & Custodians Division Securities and Exchange Board of India Mittal Court ‘B’ Wing, First Floor 224, Nariman Point Mumbai 400 021 Dear Ms. Narayanan: The Investment Company Institute1 has enjoyed a long...

NY12527:154000.7 March 6, 2006 Financial Crimes Enforcement Network, P.O. Box 39, Vienna, Virginia 22183. Attention: Regulatory Information Number 1506-AA29 regcomments@fincen.treas.gov Re: Notice of Proposed Rulemaking on Anti-Money Laundering Special Due Diligence Programs for...