Financial Stability Content

Separating Fact from Fiction with Fund Investor Behavior By William F. “Ted” Truscott (As published in InvestmentNews , May 24, 2018) Despite what you may have heard, the least exciting aspect of our financial markets over the last 80 years has been the behavior of mutual fund...

House Passes Critical Bipartisan Legislation to Make FSOC SIFI Process More Accountable and Transparent Washington, DC, April 11, 2018 –Investment Company Institute President and CEO Paul Schott Stevens issued the following statement after the US House of Representatives passed the...

ICI Welcomes Treasury Report on FSOC SIFI Designation Process Washington, DC, November 17, 2017— ICI President and CEO Paul Schott Stevens today issued the following statement in response to the Department of the Treasury report on the Financial Stability Oversight Council (FSOC)...

ICI Welcomes Treasury Report on Asset Management Regulation Stands Ready to Help Advance Constructive Recommendations Washington, DC, October 26, 2017— Investment Company Institute (ICI) President and CEO Paul Schott Stevens issued the following statement upon the release today by the...

October 23, 2017 CFA Institute Global Investment Performance Standards 915 E. High Street Charlottesville, VA 22902 Re: CFA Institute’s Recent Work Related to Broadly Distributed Pooled Funds Dear Sir or Madam: The Investment Company Institute1 is writing to express deep concerns with...

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In Wake of FSOC Decision on AIG, ICI Calls for Reform of the SIFI Designation Process The Council Should Enhance Transparency and Accountability Washington, DC, September 29, 2017— Investment Company Institute (ICI) President and CEO Paul Schott Stevens issued the following statement...

July 14, 2017 CFA Institute Global Investment Performance Standards 915 E. High Street Charlottesville, VA 22902 Re: GIPS® 20/20 Consultation Paper Dear Sir or Madam: The Investment Company Institute1 is writing to recommend that the CFA Institute tailor the pooled fund-specific...

June 19, 2017 Jennifer Piorko Mitchell Office of the Corporate Secretary FINRA 1735 K Street, NW Washington, DC 20006-1506 Re: FINRA Requests Comment on Potential Enhancements to Certain Engagement Programs—FINRA Special Notice, dated March 21, 2017 Dear Ms. Mitchell: The Investment...