Financial Stability Content

Following the Evidence on Funds and Financial Stability Paul Schott Stevens President and CEO Investment Company Institute 6 December 2018 “Asset Management and Financial Stability: Ten Years from the Crisis” Center for the Study of Financial Innovation The Wax Chandlers Hall, London...

November 19, 2018 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker...

October 24, 2018 Mr. Brent Fields Secretary of the Commission U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Request for Re-Proposal and Comment Deadline Extension on the Reopening of Comment Periods for Capital, Margin, and Segregation...

Building a Fiduciary Culture in the Fund Industry China’s Fund Industry 20th Anniversary International Forum Paul Schott Stevens President and CEO Investment Company Institute 22 October 2018 Beijing, China As prepared for delivery. Thank you, Chairman Hong [Hong Lei, Chairman, Asset...

ICI President and CEO Paul Schott Stevens issued the following statement on the vote by the Financial Stability Oversight Council (FSOC) to remove Prudential Financial’s systemically important financial institution (SIFI) designation:

October 1, 2018 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Transaction Fee Pilot for NMS Stocks (File Number S7-05-18) Dear Mr. Fields: The Investment Company Institute (ICI)1 writes to reiterate its strong support for...

07 September 2018 Submitted electronically to fsb@fsb.org Secretariat of the Financial Stability Board c/o Bank for International Settlements CH-4002 Basel, Switzerland Re: Incentives to Centrally Clear Over-the-Counter Derivatives Dear Sir or Madam: ICI Global1 appreciates the...

23 August 2018 ICI Global feedback on the European Commission’s proposed regulation on sustainability disclosure ICI Global1 welcomes the European Commission’s effort (Commission) to foster a regulatory framework that encourages the financial system to focus appropriately on the...

August 20, 2018 Mr. Donald S. Clark Secretary Federal Trade Commission Office of the Secretary 600 Pennsylvania Avenue NW Suite CC–5610 (Annex C) Washington, DC 20580 Re: Competition and Consumer Protection in the 21st Century Hearings (Project Number P181201) Dear Mr. Clark: The...