The Securities and Exchange Commission (SEC) has issued several orders providing temporary relief to registered investment companies affected by the COVID-19 pandemic. The SEC’s Division of Investment Management also has issued no-action letters and guidance that are relevant to...
Why (and how) do funds use securities lending? How do they manage the related risks? What are a board’s oversight responsibilities? Industry experts answered these questions and more. Topics included: Securities lending overview (transaction flows and drivers) Role of securities...
Participants had the opportunity to gain insights into the results of Deloitte's 17th annual Fair Valuation Pricing Survey and learned how valuation processes compare with those of other fund groups. Paul Kraft and Katelyn Yorra of Deloitte led a discussion of valuation trends and...
2019 Fall Update on BDAC and BTRAC Join us on November 20 for timely information about key ICI Broker-Dealer Advisory Committee (BDAC) and Bank, Trust, and Retirement Advisory Committee (BTRAC) projects, including: Identifying operational pain points and opportunities Interval funds...
