Fund directors heard from expert panelists about the policy and market developments of environmental, social, and governance (ESG) issues in the United States and Europe and what those developments mean for funds and how they are managed.
This webinar featured a robust discussion about current trends in fund governance, including the practices highlighted in a recently published report by IDC and ICI. Panelists on the webinar discussed the report’s findings and provided insight for both newer and more experienced...
Participants learned the latest developments in Section 36(b) cases and other lawsuits involving funds, fund advisers, and fund directors—and about some recent courtroom successes—in this annual update for fund directors. SEC enforcement activity, which remains high and has included a...
[31854] July 15, 2019 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: ComplianceInternational/Global RE: Recording of ICI Webinar on OFAC Compliance Framework and Cannabis-Related Investments On July 10, 2019, ICI held a webinar addressing two topics that...
Proxy voting is facing increased scrutiny by the SEC and Congress, as well as investors. This webinar focused on funds’ portfolio security proxy voting, and provide an overview of the evolving landscape and what it may mean for fund boards. The webinar addressed such topics as: How do...
In this second part of a two-part series, industry experts discussed the insurance evaluation and procurement process. Topics included: Roles of insurers, brokers, outside counsel, and advisory personnel Structuring insurance programs Other key questions and issues You can view an...
