ICI Memos and White Papers Subscribers Content

Understanding and Implementing the SEC’s New Fair Value Rules The new fair value rules from the Securities and Exchange Commission (SEC) are the most significant regulatory development affecting funds’ fair value practices in 50 years. ICI’s webinar provided an overview of the new...

Digital Assets: What Fund Directors Need to Know from a Regulatory and Operational Perspective Both industry participants and regulators are increasingly focused on activities relating to digital assets. This webinar reviewed regulatory compliance and operational considerations...

The New SEC Rule on Funds’ Use of Derivatives The SEC recently adopted a final rule and related amendments governing registered funds’ and business development companies’ use of derivatives. This webinar reviewed the new rule and discuss potential issues that funds, their boards, and...

Audit Committee Members:How to Get Up to Speed for This Important Role Participants had the opportunity to hear from experienced audit committee members about: What to expect in audit committee meetings How to contribute to the conversation when you are not an audit committee...

OFAC’s Compliance Framework and Cannabis-Related Investments This webinar covered two topics that have recently raised questions and concerns for mutual fund legal and compliance professionals: recent enforcement actions by the Office of Foreign Assets Control (OFAC), coupled with the...