Small Funds Content

    [21129]   URGENT/ACTION REQUESTED May 9, 2007 TO: SEC RULES COMMITTEE No. 41-07 TAX COMMITTEE No. 20-07 ACCOUNTING/TREASURERS COMMITTEE No. 9-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-07 SMALL FUNDS COMMITTEE No. 16-07     RE: INSTITUTE'S DRAFT PROPOSAL TO AMEND RULE 19A-1...

    [21121]   May 8, 2007 TO: SEC RULES COMMITTEE No. 40-07 SMALL FUNDS COMMITTEE No. 15-07 COMPLIANCE ADVISORY COMMITTEE No. 9-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 12-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-07 INVESTMENT ADVISERS COMMITTEE No. 11-07 UNIT INVESTMENT...

    [21119]   May 7, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-07 INVESTMENT ADVISERS COMMITTEE No. 10-07 SEC RULES COMMITTEE No. 39-07 SMALL FUNDS COMMITTEE No. 14-07 EQUITY MARKETS ADVISORY COMMITTEE No. 25-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 7-07 INST. MONEY...

    [20989]   March 23, 2007 TO: COMPLIANCE ADVISORY COMMITTEE No. 7-07 SMALL FUNDS COMMITTEE No. 13-07 SEC RULES COMMITTEE No. 31-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 8-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-07 INVESTMENT ADVISERS COMMITTEE No. 7-07 UNIT INVESTMENT...

    [20983]   March 23, 2007 TO: CHIEF COMPLIANCE OFFICER COMMITTEE No. 7-07 COMPLIANCE ADVISORY COMMITTEE No. 6-07 INTERNATIONAL COMMITTEE No. 6-07 INTERNATIONAL INVESTING SUBCOMMITTEE No. 3-07 SEC RULES COMMITTEE No. 30-07 SMALL FUNDS COMMITTEE No. 12-07     RE: INFORMATION REQUIRED...

    [20979]   March 22, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 10-07 SEC RULES COMMITTEE No. 29-07 SMALL FUNDS COMMITTEE No. 11-07     RE: DRAFT ICI COMMENT LETTER ON SEC PROPOSAL TO REQUIRE ISSUERS TO MAKE PROXY MATERIALS AVAILABLE ON THE INTERNET; CONFERENCE CALL MARCH...

    [20975]   March 21, 2007 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 15-07 OPERATIONS COMMITTEE No. 5-07 SEC RULES COMMITTEE No. 28-07 SMALL FUNDS COMMITTEE No. 10-07     RE: DEADLINE EXTENDED FOR ELECTRONIC FILING OF TRANSFER AGENT FORMS WITH SEC   As you know, the Securities and...

    [20911]   March 5, 2007 TO: ACCOUNTING/TREASURERS COMMITTEE No. 6-07 SEC RULES COMMITTEE No. 21-07 SMALL FUNDS COMMITTEE No. 8-07 TECHNOLOGY ADVISORY COMMITTEE No. 6-07     RE: DRAFT ICI COMMENTS ON SEC PROPOSAL TO EXTEND INTERACTIVE DATA VOLUNTARY REPORTING PROGRAM TO INCLUDE...

  URGENT/ACTION REQUESTED [20928]   March 5, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-07 INVESTMENT ADVISERS COMMITTEE No. 5-07 SEC RULES COMMITTEE No. 22-07 SMALL FUNDS COMMITTEE No. 9-07     RE: DRAFT COMMENT LETTER ON PROPOSED INVESTMENT ADVISER ANTIFRAUD RULES AND...

    [20918]   March 2, 2007 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 13-07 OPERATIONS COMMITTEE No. 4-07 SEC RULES COMMITTEE No. 20-07 SMALL FUNDS COMMITTEE No. 7-07     RE: SEC STAFF GUIDANCE CLARIFYING FINAL RULE AMENDMENTS TO REQUIRE ELECTRONIC FILING OF TRANSFER AGENT FORMS   As...