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Memo#
19800

SEC Proposes Revisions to the Redemption Fee Rule

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19800] March 3, 2006 TO: BANK, TRUST AND RECORDKEEPING...
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Memo#
19764

Harvard Paper on T+1 Accounting

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19764] February 21, 2006 TO: SEC RULES COMMITTEE No. 11-06...
ICI Default BG
Memo#
19755

Draft Institute Letter on NASD Proposal Relating to Business Entertainment

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19755] February 17, 2006 TO: CLOSED-END INVESTMENT COMPANY...
ICI Default BG
Memo#
19559

FINCEN ADOPTS FINAL ANTI-MONEY LAUNDERING RULE ON "CORRESPONDENT ACCOUNTS"

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19559] January 3, 2006 TO: OPERATIONS COMMITTEE No. 1-06...
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Memo#
19522

SEC SEMI-ANNUAL REGULATORY AGENDA

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19522] December 22, 2005 TO: CLOSED-END INVESTMENT COMPANY...